Senior Compliance Specialist FAIS and Insurance

TLT Appointing; Durban North; On-site; ZAR 400 000 - 500 000; Full time

Job summary

A recruitment consultancy is seeking a Senior Compliance Specialist in Durban North. The successful candidate will develop and implement compliance procedures, manage complaints from clients and regulators, and ensure that business units understand current regulations. Candidates should possess a relevant 3-year qualification in Compliance or Legal, an LLB, and at least 5 years of experience in regulatory compliance within the financial services sector.

Qualifications

• 5 to 7 years' experience in legal and insurance sectors.
• Strong knowledge of regulatory compliance guidelines.
• Experience in financial services.

Responsibilities

• Assist in developing and implementing compliance procedures.
• Lead complaints from clients and regulators.
• Keep business units informed on regulatory changes.

Skills

Regulatory compliance

Communication

Problem-solving

Education

Relevant 3‑year qualification in Compliance/Legal

LLB

Compliance Management Certificate

Job description

Senior Compliance Specialist : FAIS and Insurance

Full-time

About Us: TLT Appointing provides recruitment serves via a team of specialist recruitment consultants in the following areas Finance, HR, IT & Telecommunications, Financial Services, Engineering, FMCG & Retail, Consulting & Professional Services, Public Sector, Executive Search

Responsibilities

• The Senior Compliance Specialist: FAIS and Insurance is responsible for assisting in developing and implementing procedures to ensure compliance with regulations/legislation affecting the business of the Group and advising internal business units how to meet compliance requirements.
• The role also leads complaints received from clients, regulators and different ombuds, pursues corrective actions, and notifies authorities as necessary. Additionally, the Specialist ensures business units stay informed on changes to all related regulations and assists and supports the Senior Manager.
• Regulatory Compliance as and when required.

Education

• Relevant 3‑year qualification consisting of Compliance / Legal.
• LLB plus a relevant Compliance Management Certificate and/or Certification. RE 1 and RE5 will be an advantage.

Experience

• 5 to 7 years’ experience in a legal, insurance, and strong knowledge of regulatory compliance guidelines and standards within a financial services sector.