Regulatory Compliance Specialist | Rosebank

The Recruitment Council; Rosebank; On-site; ZAR 400,000 - 600,000; Full time

Job summary

A recruitment agency in South Africa is seeking an experienced Compliance Officer to deliver compliance services and manage risk for financial services clients. This role requires a minimum of 3 years in compliance, with strong knowledge of legislation such as FICA and FAIS. The ideal candidate will have exceptional communication skills and the ability to work independently and as part of a team.

Qualifications

• Minimum 3 years of experience in compliance or risk management in financial services.
• Registered and approved Compliance Officer with FSCA for at least Category I.
• Strong knowledge of compliance legislation including FICA and FAIS.

Responsibilities

• Deliver outsourced compliance services to clients.
• Fulfil compliance duties as required by legislation.
• Help clients achieve Treating Customers Fairly (TCF) outcomes.

Skills

Verbal communication skills

Written communication skills

Presentation skills

Ability to work independently

Teamwork skills

Education

Recognised Legal or Accounting degree

Job description

Are you a seasoned Compliance Officer looking for your next challenge?

Ourclient is seeking a dedicated and experienced Compliance Officer to join their team. This role is perfect for a professional who is passionate about delivering high-quality compliance and risk management services to financial services clients.

Key Responsibilities:

• Deliver outsourced compliance services to independent Financial Services Providers (FSPs) and corporate clients.
• Fulfil compliance duties required by legislation such as FAIS, FICA, POPI, the Companies Act, Medical Schemes Act, and the Insurance Act.
• Help clients achieve Treating Customers Fairly (TCF) outcomes.
• Establish and maintain a culture of compliance by providing a compliance risk framework to clients.
• Provide high-quality, personalised, and substantive reports to clients, ensuring all functions meet deadlines and standards set by the Regional Manager.
• Contribute positively to the regional team and the company’s development and well-being.
• Source and onboard new clients.

Qualifications & Experience:

• A minimum of 3 years of proven experience in compliance or risk management within the financial services industry.
• Must be a registered and approved Compliance Officer with the FSCA (FSB) for at least Category I.
• Hold a recognised Legal or Accounting degree, or another qualification from the FSCA’s list of approved qualifications for Compliance Officers.
• Must have a strong working knowledge of compliance legislation, including FICA and FAIS, with POPI knowledge being an advantage.
• Possess an understanding of risk management principles.

Skills & Competencies:

• Exceptional verbal and written communication skills.
• Ability to work independently and as part of a team, even under pressure.
• Proficient presentation skills.