Futures & Options - Compliance and Operations Risk Test - Associate - Guangzhou/Shanghai

J.P. Morgan; Nuevo León; Presencial; MXN 728,000 - 1,094,000; Jornada completa

Descripción de la vacante

A leading financial services firm in Nuevo León seeks experienced professionals for auditing and compliance testing. Candidates should possess years of experience in the financial industry, strong analytical skills, and proficiency in English and Mandarin. Responsibilities include conducting testing processes, identifying control gaps, and collaborating with cross-functional teams. This role emphasizes continuous improvement and strong communication with stakeholders. Suitable for those with project management experience.

Formación

• Several years of experience in audit or compliance testing in the financial industry.
• Demonstrated proficiency in analytical thinking.
• Proven ability to assess control environments and identify gaps.

Responsabilidades

• Conduct comprehensive testing processes.
• Identify control coverage gaps and verify controls.
• Collaborate with cross-functional teams.

Conocimientos

Analytical thinking

Problem-solving skills

Communication skills

Project management

Team coordination

Educación

Certificate of Futures Qualification

Descripción del empleo

Job Responsibilities

• Conduct comprehensive testing processes, ensuring all activities are completed accurately and on time, while adhering to the firm’s highest risk priorities.
• Utilize advanced analytical thinking to identify control coverage gaps and verify that controls are properly designed and implemented.
• Apply problem-solving skills to address complex situations, develop alternative solutions, and interpret policies to ensure compliance with technical standards.
• Collaborate with cross-functional teams to align testing efforts and maintain open communication with stakeholders, ensuring effective execution of tasks.
• Continuously improve control evaluation methods and interpret control ratings and metrics to enhance the firm’s compliance and operational risk management.
• Frame observed gaps into clearly articulated issues and demonstrate strong report writing skills to communicate findings and recommendations effectively.
• Effective communication skills to work collaboratively with stakeholders during the testing process and issues discussion.

Required Qualifications, Capabilities, and Skills

• Several years of experience in business or technology audit or compliance testing in the financial industry.
• Demonstrated proficiency in analytical thinking, with a track record of systematically organizing, comparing, and evaluating various aspects of a situation to identify key information.
• Proven ability to assess the control environment, identify control coverage gaps, and verify the proper design and implementation of controls.
• Experience coordinating activities across multiple departments, with the ability to adapt to changing priorities and manage a team if required.
• Proficiency in utilizing project management methodologies, tools, and techniques to lead and manage aspects of the project management lifecycle.
• Business level proficiency in Chinese(Mandarin) and English, both written and verbal.
• Certificate of Futures Qualification is required for carrying out certain business activities.