Quality Assurance Specialist - Retirement Advice & Compliance

LV=; Bournemouth; On-site; GBP 30,000 - 40,000; Full time

Job summary

A financial services company in Bournemouth seeks a Quality Assurance Officer to ensure compliance with regulatory obligations and provide feedback on advice quality. The ideal candidate will have experience in financial services, strong analytical skills, and an understanding of FCA regulations. This role offers competitive pay, 30 days holiday, and various benefits, including a generous pension scheme.

Benefits

30 days' holiday

Annual bonus scheme

Flexible benefits package

Competitive pension scheme

Group Life Assurance

Employee Assistance Programme

Qualifications

• Background in financial services and understanding of FCA regulations.
• Experience in delivering quality assessments of financial advice.
• Ability to interpret and prepare key data accurately.

Responsibilities

• Deliver quality assurance assessments for sales activity.
• Assess complex pension transfer advice processes.
• Provide constructive feedback to advisers.
• Develop understanding of complex advice processes.

Skills

Experience in financial services

Strong analytical skills

Effective communication

Customer service principles

Teamwork

Education

Diploma in Financial Planning or Regulated Financial Planning

AF3, G60 or equivalent exam

Tools

MS Office

Job description

A financial services company in Bournemouth seeks a Quality Assurance Officer to ensure compliance with regulatory obligations and provide feedback on advice quality. The ideal candidate will have experience in financial services, strong analytical skills, and an understanding of FCA regulations. This role offers competitive pay, 30 days holiday, and various benefits, including a generous pension scheme.