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Investment Compliance Analyst

Mason Blake

London

On-site

GBP 60,000 - 80,000

Full time

30+ days ago

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An ambitious investment management firm is on the lookout for a talented Investment Compliance Analyst to enhance their compliance framework. In this pivotal role, you will be responsible for implementing and reviewing compliance rules, overseeing trade compliance, and managing operational risk. This is a fantastic opportunity for a self-driven professional with a degree in a relevant field and a passion for compliance in asset management. Join a fast-growing, distinctive firm where your contributions will be valued, and your career can flourish in a dynamic environment.

Mindset of self-driven compliance professional with 3+ years in asset management.
Strong knowledge of compliance rules and portfolio management.

Implement and review investment compliance rules and regulations.
Oversee daily monitoring of pre and post trade compliance.
Manage investment operational risk issues.

Compliance rules and regulations

Project management

Problem-solving

Communication skills

Knowledge of portfolio management

Degree in a relevant field

A thriving investment management house is looking to recruit a Investment Compliance Analyst to join their London office.

The Senior Investment Compliance Analyst will take responsibility for the following duties:

Responsible for implementing and reviewing investment compliance rules and regulations.
Oversee daily monitoring of pre and post trade compliance.
Manage investment operational risk issues.
Initiate enhancements to improve compliance framework efficiency.

The Investment Compliance Analyst will meet the following skillset:

Minimum 3 years’ experience in a compliance role within asset management.
Degree in a relevant field.
Self-driven, with excellent communication, project management and problem-solving skills.
Excellent working knowledge of compliance rules and portfolio management.

This is an ideal opportunity for an ambitious Investment Compliance Analyst looking to propel their career in a fast-growing and distinctive investment management business.

If you believe your experience meets the criteria, please apply with a copy of your CV.

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