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Compliance Monitoring Manager

Willow Resourcing

London

On-site

GBP 50,000 - 70,000

Full time

30+ days ago

Job summary

A leading insurance firm is seeking a Compliance Monitoring professional to manage a team and ensure adherence to regulatory standards. This role offers significant autonomy and the chance to influence compliance strategies. Ideal candidates will have strong experience in compliance within the insurance market and a detailed understanding of FCA regulations.

Qualifications

  • Strong experience in Compliance Monitoring within the insurance sector, particularly in London.
  • Detailed understanding of FCA rulebooks impacting the insurance industry.

Responsibilities

  • Lead and manage Compliance Monitoring, including plans and schedules.
  • Conduct thematic reviews to identify compliance risks.
  • Present findings and track corrective actions.
  • Manage a small team with potential growth.

Skills

Compliance Monitoring
Stakeholder Management
Communication

Job description

Are you looking for a Compliance Monitoring role with genuine autonomy?

This is an opportunity to join a highly successful insurance firm that’s been enjoying considerable growth in recent years. It’s been a really exciting journey so far and they’ve got an exciting future ahead. This is your chance to be part of it.

You’ll love the collaborative and inclusive culture that the firm provides, as well the autonomy on offer in this role. This is an environment where your voice will be heard, and your views and opinions will be welcomed.

Managing a small team (with scope to grow), you’ll lead and manage Compliance Monitoring, including developing and maintaining Compliance Monitoring plans and schedules.

You’ll conduct thematic reviews to identify and assess compliance risks across all areas of the business and perform fact-finds and desk-based monitoring to evaluate adherence to regulatory requirements and internal policies.

You’ll present findings and recommendations to senior management and other relevant stakeholders, tracking and monitoring the implementation of corrective actions to ensure timely closure.

You’ll have gained strong Compliance Monitoring experience with the insurance industry, preferably in the London market. You’ll need a detailed understanding of the FCA rulebooks impacting the insurance sector and must possess excellent communication and stakeholder management skills.

This is a fully office-based role and so you must be happy working in the London office 5 days a week.

Interested?

Click apply.

Not got an up to date CV? Don’t worry, you can always give me (Mark) a call on 0121 274 0357 for an informal chat or email me at mark.wilson@willowresourcing.co.uk. We’ll pick it up from there.

Company: London Market Insurance Firm

Location: London

Workplace: Office Based

Workplace: Onsite

Reference: 415198

To apply for this position, please click on ‘Apply Now’ button or email your CV together with details of your current remuneration to info@willowresourcing.co.uk quoting reference 415198 .

Willow Resourcing, 2nd Floor, 3 Brindley Place, Birmingham, B1 2JB.

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