Client Onboarding KYC (Broker / Dealer background essential)

Taylor James Resourcing; City Of London; On-site; GBP 60,000 - 80,000; Full time

Job summary

A global financial services firm in London seeks a Client Onboarding KYC Associate. You will review client documentation for compliance with KYC and AML rules, prepare application packs, and liaise with clients and sales teams. The ideal candidate has over 5 years of KYC and AML experience in financial markets and a Bachelor's degree in Business. This role requires in-office work in the City of London, not hybrid.

Qualifications

• 2+ years of progressive experience with industry rules and regulations.
• Experience onboarding Clearing and Execution clients in financial markets.
• Experience in KYC and AML compliance.

Responsibilities

• Forensically review client documentation for KYC and AML compliance.
• Prepare client application packs for compliance reviews.
• Liaise with sales teams to resolve account application questions.
• Maintain accurate client information on internal systems.

Skills

Effective written and verbal communication skills

Strong organizational skills

Analytical skills

Self-motivated and organized

Team player

Education

Bachelor's Degree in Business or equivalent industry experience

Tools

DOCS system

Job description

Overview

Our client is a Global Financial Broking firm in London.

Client Onboarding KYC Associate. 5 days a week in office in the city of London, this is not a hybrid role.

You must have a background on-boarding both Clearing and Execution clients within the exchange traded futures and options markets.

Working in the compliance onboarding team of a global broking organisation, we are looking for someone with five years KYC and AML experience within the financial markets.

Responsibilities

• Forensic review of client documentation in conjunction with FCA Know Your Customer and Anti-Money Laundering Rules.
• Diligent preparation of client application packs for Anti-Money Laundering, Compliance, Credit and Risk review.
• Support and assist the firm's Management on client applications and documentation requirements.
• Liaise with the sales teams and clients to resolve account application questions and issues.
• Ensure creation and maintenance of accurate client information and static data on internal systems.
• Assist with project work when required.
• Other duties as assigned.

Experience & Skills Required

• 2 years of progressive experience with industry rules and regulations.
• Experience using internal and external systems, including DOCS system preferred.
• Effective written and verbal communication skills.
• Self-motivated, organized, and able to meet deadlines.
• Strong organizational and analytical skills.
• Good team player.
• Bachelor's Degree in Business or equivalent industry experience.