CASS Oversight Director | Regulatory Risk & Compliance

Royal London; Greater London; Hybrid; GBP 80,000 - 120,000; Full time

Job summary

A leading asset management firm in London is seeking a Head of CASS Oversight to lead a small team and provide oversight for all CASS-related matters. This role involves ensuring compliance with client money regulations, developing control frameworks, and advising senior management. Candidates should possess strong technical expertise in client money and CASS, excellent communication skills, and experience managing small teams. The position offers a hybrid working model and comprehensive benefits including a generous pension scheme and private medical insurance.

Benefits

28 days annual leave plus bank holidays

Up to 14% employer matching pension scheme

Private medical insurance

Qualifications

• Experience of managing small teams and leading change in the CASS environment.
• Detailed knowledge of the CASS and CMAR section of the SUP sourcebook.
• Previous experience of managing audit processes.

Responsibilities

• Provide ongoing oversight of CASS processes and ensure compliance.
• Ensure timely and accurate delivery of regulatory CMAR returns.
• Advise senior management on regulatory developments.

Skills

Technical expertise in client money

Understanding of CASS regulations

Experience managing small teams

Communication skills

Ability to challenge

Job description

A leading asset management firm in London is seeking a Head of CASS Oversight to lead a small team and provide oversight for all CASS-related matters. This role involves ensuring compliance with client money regulations, developing control frameworks, and advising senior management. Candidates should possess strong technical expertise in client money and CASS, excellent communication skills, and experience managing small teams. The position offers a hybrid working model and comprehensive benefits including a generous pension scheme and private medical insurance.