Compliance Officer/ Capital Market

Lotus Partners; France; Sur place; EUR 50 000 - 70 000; Plein temps

Résumé du poste

An investment firm in Paris is seeking a Compliance Officer for Capital Markets to provide compliance oversight, ensure adherence to regulations such as MiFID II and MAR, and manage Anti-Money Laundering initiatives. The ideal candidate will be responsible for reviewing high-risk clients, conducting training for staff, and contributing to the digitalisation of compliance processes. A university degree is required for this position.

Qualifications

• University degree or equivalent qualification.

Responsabilités

• Provide compliance oversight and advisory support on client suitability.
• Ensure regulatory compliance with MiFID II, MiFIR, and MAR.
• Oversee Anti-Money Laundering and Counter-Terrorism Financing matters.
• Review and validate high-risk clients and complex cases.
• Support and coordinate AML/CFT training for Front Office staff.
• Maintain and enhance the Compliance Monitoring Programme.
• Perform regulatory watch and identify non-compliance risks.
• Contribute to the digitalisation of compliance processes.

Description du poste

Description de poste

For one of our clients, an investment firm based in Paris, we are looking for a:

COMPLIANCE OFFICER - CAPITAL MARKET

Job description

• Provide compliance oversight and advisory support on client suitability, product eligibility, and business model alignment in accordance with MiFID II requirements.
• Ensure regulatory compliance with MiFID II, MiFIR, and MAR, including market surveillance activities.
• Oversee Anti-Money Laundering and Counter-Terrorism Financing matters at Group level, including the maintenance of policies, procedures, and risk assessments.
• Review and validate high-risk clients and complex cases, and ensure appropriate monitoring of existing client relationships.
• Support and coordinate AML/CFT training for Front Office staff.
• Maintain and continuously enhance the Compliance Monitoring Programme in line with Group standards and regulatory expectations.
• Perform regulatory watch, identify non-compliance risks, and contribute to risk measurement and control plan updates.
• Ensure proper integration of non-compliance risks into the overall risk mapping framework.
• Actively contribute to the digitalisation of compliance processes by leveraging automation and AI tools to improve efficiency and reduce low value-added tasks.

Required profile

• University degree or