Compliance Manager

IG Group; Deutschland; Vor Ort; EUR 70.000 - 90.000; Vollzeit

Zusammenfassung

A leading financial services firm is seeking a Compliance Manager based in Germany to oversee compliance policies and regulatory requirements. The candidate will drive process improvements, manage compliance risks for investment and crypto services, and liaise with regulators, ensuring adherence to the highest standards of compliance.

Qualifikationen

• Experience in compliance management within the financial services sector.
• Strong understanding of regulatory frameworks and requirements in Europe.
• Proven skills in project management and reporting.

Aufgaben

• Develop and maintain compliance policies and procedures.
• Lead compliance projects for the growth of Investment and Crypto products.
• Ensure regulatory compliance and oversee outsourcing arrangements.

Kenntnisse

Compliance policy development

Regulatory knowledge (MaRisk/MaComp)

Process improvement

AML/CFT policies

Risk assessment

Ausbildung

Degree in Law, Finance, or related field

Jobbeschreibung

Job Title
Compliance Manager

Job Description

• Responsible for Compliance policies and procedures, creation and updates
• Ensuring compliance with MaRisk/MaComp and equivalent regulatory requirements for Investment Firms in Europe
• Conducting process improvements and deep dives to meet growing regulatory expectations
• Project lead for Compliance to support the further expansion of Investment and Crypto products and services on EU Level
• Establish controls and oversight of outsourcing arrangements
• Review and submit reports for suspicious transactions to the regulators and authorities
• Maintain a legal watch, drive implementation of projects and initiatives
• Supporting internal and external audits
• Support the Compliance Risk Assessments and Compliance Monitoring activities
• Board reporting and MI
• Responsible for correspondence with regulators
• Have oversight about client complaints incl. related procedure and reporting
• Report regularly on money laundering and compliance matters to the Head of Risk & Compliance respectively Board, Group where relevant
• Act as and fulfil the duties of the money laundering reporting officer and as the central function, including responsibility for the design of AML/CFT and Fraud prevention policies and procedures and reporting to authorities

Number of openings
1