340
Board jobs in United Kingdom
Deputy Head of Compliance & Deputy MLRO
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Deputy Children's Home Manager
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Deputy Children's Home Manager
Deputy Residential Childrens Manager
Clinical Lead Occupational Therapist
Clinical Lead Occupational Therapist
Hywel Dda University Health Board
Haverfordwest
GBP 30,000 - 40,000
Urgently required
6 days ago
Clinical Education Tutor
Clinical Education Tutor
Hywel Dda University Health Board
Carmarthen
GBP 30,000 - 45,000
Urgently required
7 days ago
Endoscopy Nurse - Nevill Hall Hospital
Endoscopy Nurse - Nevill Hall Hospital
Aneurin Bevan University Health Board
Builth Wells
GBP 24,000 - 35,000
Urgently required
3 days ago
Connect with headhunters to apply for similar jobsSpecialist Clinical Research Nurse/ Research Officer
Specialist Clinical Research Nurse/ Research Officer
Aneurin Bevan University Health Board
Newport
GBP 24,000 - 29,000
Urgently required
4 days ago
Haematology Consultant Specialising in Myeloma
Haematology Consultant Specialising in Myeloma
Hywel Dda University Health Board
Carmarthen
GBP 80,000 - 105,000
Urgently required
5 days ago
Registered Nurse Monnow Vale
Registered Nurse Monnow Vale
Aneurin Bevan University Health Board
Monmouth
GBP 30,000 - 38,000
Urgently required
6 days ago
Ward Clerk
Records Management Analyst - City of Birmingham
Records Management Analyst - City of Birmingham
The Personnel Board of Jefferson County
Birmingham
USD 46,000 - 73,000
Urgently required
4 days ago
Clinical Pharmacist with Directorate
Clinical Pharmacist with Directorate
Aneurin Bevan University Health Board
Abergavenny
GBP 30,000 - 40,000
Urgently required
4 days ago
Pharmacy Assistant
Pharmacy Assistant
Aneurin Bevan University Health Board
Cwmbran
GBP 25,000
Urgently required
5 days ago
Team Lead Occupational Therapist
Team Lead Occupational Therapist
Aneurin Bevan University Health Board
West Midlands Combined Authority
GBP 46,000 - 54,000
Urgently required
5 days ago
Physiotherapy Administrative and Clerical Officer
Physiotherapy Administrative and Clerical Officer
Aneurin Bevan University Health Board
Newport
GBP 25,000
Urgently required
5 days ago
Medical Laboratory Assistant
Medical Laboratory Assistant
Aneurin Bevan University Health Board
Cwmbran
GBP 25,000
Urgently required
5 days ago
Activities Coordinator, Bargoed ward, Ysbyty Ystrad Fawr
Activities Coordinator, Bargoed ward, Ysbyty Ystrad Fawr
Aneurin Bevan University Health Board
Hengoed
GBP 25,000
Urgently required
6 days ago
Senior Occupational Therapist
Senior Occupational Therapist
Aneurin Bevan University Health Board
Abergavenny
GBP 32,000 - 40,000
Urgently required
6 days ago
Registered Nurse
Registered Nurse
Aneurin Bevan University Health Board
Wales
GBP 30,000 - 38,000
Urgently required
6 days ago
Principal Pharmacy Technician ePMA
Principal Pharmacy Technician ePMA
Aneurin Bevan University Health Board
West Midlands Combined Authority
GBP 46,000 - 54,000
Urgently required
7 days ago
Receptionist
Receptionist
Aneurin Bevan University Health Board
Hengoed
GBP 24,000 - 29,000
Urgently required
3 days ago
Account Executive
Booking and Administration Clerk
Booking and Administration Clerk
Betsi Cadwaladr University Health Board
Abergele
GBP 22,000 - 26,000
Urgently required
5 days ago
Deputy Head of Compliance & Deputy MLRO
Compliance Professionals
London
GBP 70,000 - 100,000
Job description
THE COMPANY: Our client is a a global banking group with offices based in the City. They are looking to hire a Deputy Head of Compliance & Deputy MLRO (combined duties). THE RESPONSIBILITIES:
- Maintain and embed the Bank’s regulatory and Financial Crime compliance framework.
- Maintain the wider Compliance policy and procedures framework, ensuring that periodic updates to policies and procedures are scheduled, tracked and executed
- Maintain and keep up to date the Bank’s PA Dealing, Compliance Training, Conflicts, and Gifts & Entertainment registers.
- Provide monthly Management Information (MI) and reports to the Head of Compliance & MLRO, Senior Management and relevant governance committees
- Attend, and actively contribute to the monthly Compliance and Financial Crime Committee (FCC)
- Develop, maintain and embed appropriate monitoring and testing standards, procedures and test scripts for the Compliance Monitoring and Testing team
- Analyse the impact of new regulatory rules and guidelines and update the Monitoring and Testing Plan and relevant test scripts as appropriate
- Ensure all areas of the business are appropriately monitored; and all changes to regulations are incorporated into the monitoring plan.
- Act as the main point of contact for Internal Audit / 3rd Line of Defence with regards to financial crime compliance matters as and when required,
- Attend, and contribute to the Compliance and Financial Crime Committee (CFCC)
- Support the design, development and execution of Bank Wide Risk Assessment (BWRA) for financial crime and regulatory compliance
- Provide input to the design, development and execution of Compliance Monitoring and Testing Plan (CMP)
- Collaborate closely with other members of the wider compliance team, and share experience, insight and perspectives to support the development of a comprehensive, risk-based and rounded compliance framework and culture
- Plan and carry out assurance reviews (desk/thematic) in accordance with the CMP
- Develop and maintain detailed test scripts that align to internal policies and procedures as well as regulatory requirements
- Deliver timely and accurate compliance monitoring reports that opine on the adequacy of Compliance systems, controls and processes to manage compliance risks
- Identify and risk rate deficiencies and work with line management on remediation plans
- Develop, maintain and circulate to management a Compliance Tracker of progress made against the implementation of review recommendations and open actions
- Analyse the impact of relevant regulatory developments with regards to the Bank’s business, suggest (and where appropriate, execute) appropriate enhancements
- Staff and personal development
- Manage, mentor and coach members of the regulatory compliance team, conduct appraisals, identify training and development needs.
- Stay abreast of developments in regulatory rules and good practice to ensure the Bank’s correspondent banking and trade finance compliance framework remains fit for purpose and up to date with the latest regulatory developments and industry best practice
- Develop and deliver relevant and appropriate regulatory compliance training to employees and other stakeholders as and when required
- Continuously consider how to automate controls and make processes more efficient
- Be commercially minded, always looking for solutions that satisfy Compliance requirements and minimise adverse business impact
- A minimum of 6 years’ experience within a UK financial services environment, (ideally Banking) gained in a compliance function or directly with a regulator.
- Strong understanding of industry practices and compliance expectations with regards to the UK’s rules and regulations.
- Team leadership and management experience essential
- Relevant experience conducting Compliance monitoring and testing for a financial services firm in the UK covering retail and institutional business
- Experience of applying monitoring or audit methodologies within financial organisations desired and advantage.
* The salary benchmark is based on the target salaries of market leaders in their relevant sectors. It is intended to serve as a guide to help Premium Members assess open positions and to help in salary negotiations. The salary benchmark is not provided directly by the company, which could be significantly higher or lower.
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