T&C Supervisor (Financial Advice)

Capio Recruitment; Remote; GBP 60,000 - 80,000; Part time

Job summary

A national recruitment consultancy is seeking a skilled T&C Supervisor to oversee financial advisers within a regulated framework. You will supervise advisers, conduct assessments, and maintain accurate records. Ideal candidates will have extensive FCA experience and strong supervisory skills. This role offers contract flexibility with a significant regulatory impact while working closely with advisers across the UK. Competitive day rate and immediate start available.

Qualifications

• Proven experience as a T&C Supervisor within an FCA-regulated firm.
• Strong knowledge of FCA conduct rules and T&C frameworks.
• Ability to hit the ground running in a contract environment.

Responsibilities

• Supervising advisers in line with FCA T&C requirements.
• Conducting file reviews and suitability assessments.
• Providing structured feedback, coaching, and development input.

Skills

Proven experience as a T&C Supervisor

Strong working knowledge of COBS

Experience supervising financial advisers

Strong documentation and reporting skills

Confidence challenging advice

Education

Compliance or risk qualifications (CISI, CII, ICA)

Job description

T&C Supervisor (Contract) – FCA Regulated Financial Services

Location : UK wide (remote / hybrid depending on region)

Contract : Contract / Interim

Day rate : Competitive, dependent on experience (OUTSIDE IR35)

Start : ASAP / Flexible

Our client is seeking an experienced Training & Competence Supervisor to support advisers across its national network on a contract basis. This is a high-impact role within a regulated advice environment, supporting adviser competence, standards, and regulatory outcomes.

The Role

As a T& C Supervisor, you will be responsible for overseeing advisers operating under the FCA Training & Competence regime, ensuring advice standards are met and maintained across the network.

Key responsibilities include :

• Supervising advisers in line with FCA T&C requirements
• Conducting file reviews and suitability assessments
• Supporting advisers through accreditation, sign-off, and ongoing competence
• Providing structured feedback, coaching, and development input
• Escalating risks, breaches, or conduct concerns where appropriate
• Maintaining accurate T&C records and MI
• Working closely with Compliance, Risk, and AR firms

This role suits experienced supervisors who are comfortable operating independently, managing risk, and applying judgement within a regulated framework.

About You

You will likely have :

• Proven experience as a T&C Supervisor within an FCA-regulated advice firm or network
• Strong working knowledge of COBS , FCA conduct rules, and T&C frameworks
• Experience supervising financial advisers (independent or restricted)
• Confidence challenging advice where required, with a balanced and pragmatic approach
• Strong documentation and reporting skills
• Ability to hit the ground running in a contract environment

Desirable but not essential :

• Prior experience within a large network or AR model
• Compliance or risk qualifications (CISI, CII, ICA)
• Background in financial planning, paraplanning, or advice supervision

Why This Role

• Contract flexibility within a well-established national network
• Meaningful regulatory impact rather than tick-box supervision
• Opportunity to work with experienced advisers across varied business models
• Strong infrastructure and support around the T&C framework

Next Steps

For a confidential discussion or to apply, please contact :

Joe Cowell

Director | Capio Recruitment

📞 07720 532815

✉️ [e-mail]