Senior Manager (Compliance Programs and Risk)

ROECNY PTE. LTD.; Penarth; On-site; GBP 50,000 - 70,000; Full time

Job summary

A financial services company based in Penarth seeks a professional for developing and managing risk compliance frameworks. You will be responsible for conducting risk assessments, training employees, and ensuring adherence to legal requirements. Strong expertise in banking regulations and anti-money laundering practices is essential for success in this role. This position offers a chance to influence internal compliance protocols and maintain regulatory relationships.

Qualifications

• Experience in policy and program development related to IT systems.
• Ability to conduct risk assessments and mitigate compliance risks.
• Strong auditing and monitoring skills.

Responsibilities

• Develop, implement, and maintain IT integration and risk management frameworks.
• Conduct regular risk assessments and develop mitigation strategies.
• Design and conduct training programs on compliance protocols.

Job description

Key responsibilities:

• Policy and program development:Develop, implement, and maintain information technology system integration, risk management frameworks, policies, and procedures to ensure compliance with laws and internal standards.
• Risk assessment and mitigation:Conduct regular risk assessments to identify potential issues, evaluate the effectiveness of controls, and develop strategies to mitigate risks to the organization's assets, reputation, and operations.
• Auditing and monitoring:Perform internal reviews, checks and re-performance of business processes to ensure compliance with established policies and regulations.
• Training and awareness:Design, procure and /or conduct training programs to educate employees on compliance protocols, legal requirements, and ethical conduct.
• Investigation and reporting:Investigate potential compliance violations, follow up on incidents, and prepare comprehensive reports for senior management on compliance status and potential risks.
• Regulatory liaison:Act as a point of contact with external auditors, regulators, and industry bodies to stay current with changes and ensure adherence to external requirements.
• Advisory role:Provide guidance and expertise to internal departments and management on risk management and compliance matters, advising on new initiatives and potential risks.
• Specific requirement:Knowledge in and implementations of the obligations of a banking licence issued by the Monetary Authority of Singapore.
• Specific requirement:Knowledge in and implementations of account onboarding and periodic monitoring processes to manage the risks relating anti-money laundering and countering the financing of terrorism.