Senior Associate, Regulatory Consulting

Kroll; London; On-site; GBP 50,000 - 90,000; Full time

Job summary

A forward-thinking company seeks a Senior Associate to join their Regulatory consulting team, where your expertise will help clients navigate complex governance and compliance challenges. With over 5 years of compliance experience, you'll engage in exciting projects, manage client relationships, and provide valuable insights. This role offers unparalleled career development opportunities within a global firm, allowing you to make an immediate impact. If you're ready to contribute to a collaborative environment and elevate your career in risk and financial advisory, this position is perfect for you.

Qualifications

• 5+ years of compliance experience in a UK regulated environment.
• Proven regulatory knowledge, especially around FCA Handbook.

Responsibilities

• Undertake reviews identifying control failings and operational weaknesses.
• Draft reports for firms and international regulators.

Skills

Compliance Experience

Regulatory Knowledge

Client Relationship Management

Data Analysis

Education

International Compliance Association (ICA)

Chartered Institute of Securities and Investment (CISI)

Law Degree

Job description

Our Regulatory consulting team helps firms deliver on a wide range of engagements including financial crime, compliance risk, regulatory readiness, compliance monitoring and regulatory reporting.

At Kroll, your work will help deliver clarity to our clients’ most complex governance, risk, and transparency challenges. Apply now to join One team, One Kroll.

Responsibilities:

As a Senior Associate within an expanding team, you will gain exposure to exciting projects. In addition, your career and development opportunities are unparalleled with exposure to clients from day one. Being part of a specialist group, but within a truly global firm, means your personal impact will be instant and supported by an ambitious full service professional services firm.

As a Senior Associate you will work to:

• Undertake reviews following a risk-based approach, identifying control failings and operational weaknesses across a range of firms.
• Provide on the job and ad hoc advice and support to clients.
• Manage and maintain client relationships.
• Draft reports for firms and international regulators.
• Collate and manipulate data, visualising trends and patterns in performance.

The Ideal Candidate:

• 5+ years of proven compliance experience within a UK Regulated environment.
• Qualifications such as International Compliance Association (ICA) or Chartered Institute of Securities and Investment (CISI) beneficial. Will also speak to candidates who hold a Law Degree and have experience within Financial Services.
• Proven regulatory experience and knowledge, in particular around the FCA Handbook (COBS, SYSC, PROD and DISP in particular).
• Experience gained working within a regulated firm in a risk or compliance role, at a Conduct Regulator, or in a similar client facing role at a professional services firm.

About Kroll

Join the global leader in risk and financial advisory solutions—Kroll. With a nearly century-long legacy, we blend trusted expertise with cutting-edge technology to navigate and redefine industry complexities. As a part of One Team, One Kroll, you'll contribute to a collaborative and empowering environment, propelling your career to new heights. Ready to build, protect, restore and maximize our clients’ value? Your journey begins with Kroll.

Kroll is committed to equal opportunity and diversity, and recruits people based on merit.

In order to be considered for a position, you must formally apply via careers.kroll.com.