Remote Compliance Officer - FCA Expert

Eden Rose; Remote; GBP 50,000 - 54,000; Full time

Job summary

A respected wealth management firm is seeking a Remote Compliance Officer to ensure adherence to FCA regulations and internal compliance procedures. This fully remote role is integral in maintaining high standards of regulatory compliance while fostering a culture of integrity and trust. You will work closely with advisers and senior management, providing guidance on compliance matters and enhancing client service. The firm offers a supportive culture with clear pathways for career progression, along with competitive benefits including private medical insurance.

Benefits

Pension contribution

Private Medical Insurance

Death in Service

Collaborative culture

Clear pathways to advancement

Responsibilities

• Monitor and review adviser files for compliance with FCA rules and internal policies.
• Provide clear, practical guidance to advisers and staff on compliance related matters.

Job description

A respected wealth management firm is seeking a Remote Compliance Officer to ensure adherence to FCA regulations and internal compliance procedures. This fully remote role is integral in maintaining high standards of regulatory compliance while fostering a culture of integrity and trust. You will work closely with advisers and senior management, providing guidance on compliance matters and enhancing client service. The firm offers a supportive culture with clear pathways for career progression, along with competitive benefits including private medical insurance.