Remote Compliance Monitoring Lead – FCA & Consumer Duty

Chase and Holland; Remote; GBP 50,000 - 60,000; Full time

Job summary

A recruitment agency is seeking a Compliance Monitoring Manager to oversee their compliance monitoring framework fully remote. This role involves developing compliance plans, conducting reviews, and engaging with stakeholders. The ideal candidate should have a strong understanding of FCA rules, compliance monitoring experience, and QCF Level 4 or equivalent. The position offers a salary range of £50,000 to £60,000, along with a flexible benefits package and ongoing training opportunities.

Benefits

Fully remote working

Bonus (discretionary)

Flexible benefits package

Generous holiday allowance

Pension & life assurance

Ongoing training & development

Qualifications

• Relevant compliance or financial services experience is highly desirable.

Responsibilities

• Develop and maintain a risk-based compliance monitoring plan.
• Conduct detailed compliance reviews and testing.
• Interpret findings and recommend practical actions.
• Produce clear management information.
• Present findings to committees and senior forums.
• Track corrective actions and ensure issues are resolved.
• Support team development through coaching.

Skills

Strong understanding of FCA rules

Compliance monitoring experience

Analytical skills

Excellent communication

IT literate

Education

QCF Level 4 or equivalent

Job description

A recruitment agency is seeking a Compliance Monitoring Manager to oversee their compliance monitoring framework fully remote. This role involves developing compliance plans, conducting reviews, and engaging with stakeholders. The ideal candidate should have a strong understanding of FCA rules, compliance monitoring experience, and QCF Level 4 or equivalent. The position offers a salary range of £50,000 to £60,000, along with a flexible benefits package and ongoing training opportunities.