Regulatory Compliance Officer

ZipRecruiter; City Of London; Hybrid; GBP 60,000 - 80,000; Full time

Job summary

A prestigious international Bank is seeking a dynamic individual for a Compliance role in London. You will support the Head of Compliance to ensure adherence to UK regulations. Responsibilities include providing compliance training, conducting monitoring programmes, and reviewing policies. This position requires strong experience in regulatory compliance within banking, excellent presentation skills, and a proactive approach. The role involves working in the office for the first month, transitioning to a hybrid model afterwards.

Qualifications

• Strong proven experience in regulatory compliance within banking.
• Excellent presentation skills, both oral and written.
• Good understanding of PRA/FCA regulations and risk management.
• Strong IT skills and proactive approach.

Responsibilities

• Providing guidance and training on compliance regulations.
• Conducting compliance monitoring programmes and reporting findings.
• Reviewing London office compliance policies and procedures.
• Assisting with policy/procedural changes implementation.
• Preparing various compliance reports.

Skills

Regulatory compliance

Data Protection

Presentation skills

Risk management

IT skills

Job description

Overview

A prestigious international Bank is seeking a dynamic individual to join its Compliance area. Your role will involve supporting the Head of Compliance to ensure full adherence to UK regulations and the expectations of local regulators.

Responsibilities

• Providing guidance and training to staff regarding compliance and UK Data Protection Regulations, PRA/FCA Outsourcing, third-party risk management and Senior Managers & Certification Regime
• Conducting compliance monitoring programmes and reporting findings
• Reviewing/maintaining the London office policy & procedure and framework on compliance with UK GDPR/data protection
• Reviewing the London office framework on compliance with PRA/FCA and Senior Managers & Certification Regime
• Assisting business areas with implementation plans for any policy/procedural changes
• Assisting with monitoring activities regarding Conduct Risk, Operational Resilience etc
• Preparing various compliance reports

Qualifications

• Strong proven experience in regulatory compliance gained within banking – including compliance regarding Data Protection, PRA/FCA Outsourcing and third-party risk management
• Excellent presentation skills – both oral and written
• Good understanding of PRA/FCA, Senior Managers & Certification Regime, regulatory reporting and risk management framework
• Strong IT skills
• A proactive “hands-on” approach, showing initiative to assist with projects

Please note this role will be working 5 days a week in the office for the first month, transitioning to hybrid thereafter (3 days in the office and 2 days remote).