Compliance Officer

JR United Kingdom; Warrington; On-site; GBP 50,000 - 60,000; Full time

Job summary

A leading compliance consultancy in Warrington is looking for a Compliance Officer. The role offers a permanent position with a salary of up to £60k plus bonus. Key responsibilities include conducting compliance monitoring, managing regulatory relationships, and implementing best practices. Candidates should have a solid understanding of regulatory frameworks like SMCR and ICOBS. Flexible home-working arrangements are available.

Qualifications

• Solid understanding of SMCR and ICOBS regulations.
• Ability to identify opportunities for business efficiency.

Responsibilities

• Conduct monitoring per compliance plan.
• Escalate issues to Compliance Manager.
• Drive development of Management Information.

Skills

Regulatory framework knowledge

Compliance monitoring

Business relationship building

Problem-solving skills

Job description

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Compliance Officer, warrington, cheshire

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Client:

JSS Search

Location:

Job Category:

Other

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EU work permit required:

Yes

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Job Views:

1

Posted:

22.08.2025

Expiry Date:

06.10.2025

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Job Description:

Compliance Officer role, key information:

• Permanent role paying up to £60k + bonus
• 3 days in 2 from home
• You will need A solid understanding of the regulatory framework, particularly SMCR and ICOBS and their application within the business.
• You will need a working knowledge of compliance monitoring

Key responsibilities:

• Conduct monitoring in line with the compliance monitoring plan
• Escalating major issues and/or highlighting where trends exist to the Compliance Manager or Head of Compliance
• Implement best practice strategies and to gain knowledge of office specific business activities.
• Contribute to the overall development of the Compliance function’s strategy
• Drive forward development of Management Information and Business Insights
• Consider the impact of any matters of concern or changes that arise in the business, from our regulators, the insurance market or European Commission.
• Responsible for horizon scanning and identification of emerging regulatory issues
• Ensure Lockton has in place robust and effective procedures to mitigate regulatory risk
• As required, responsible for regulatory submissions via Connect, Gabriel and any other FCA notifications
• Record breaches and complaints, ensuring appropriate records are maintained and lessons learned with corrective actions implemented to prevent future problems

Person requirements:

• A solid understanding of the regulatory framework, particularly SMCR and ICOBS and their application within the business.
• A working knowledge of compliance monitoring
• Ability to identify opportunities for business efficiency, develop and implement internal systems and controls.
• Relevant transferable experience gained from a compliance role
• Ability to build effective and positive business relationships, and deliver solutions to stakeholders
• Ability to be professional and tactful in negotiation – to listen and be influential in achieving objectives
• Proven ability to be flexible and adaptable to an ever-changing environment
• Proven ability in problem solving skills, including the ability to resolve complex issues and devise actionable solutions
• Ability to compile, analyse and interpret management information and data to facilitate decision making