Compliance Manager - Monitoring & Assurance

Robert Walters UK; London; On-site; GBP 60,000 - 80,000; Full time

Job summary

An international banking institution based in London is seeking a Compliance Manager - Monitoring & Assurance to enhance its compliance framework. The successful candidate will conduct risk assessments, improve compliance policies, and collaborate with stakeholders at all levels. This role offers significant responsibilities and opportunities for professional growth within a supportive team environment.

Benefits

Competitive salary

Fantastic benefits including up to 10% bonus

Qualifications

• Minimum six years' experience in banking or consultancy focused on compliance.
• Experience drafting reports for senior management communicating complex information.
• Strong organisational skills and the ability to manage multiple priorities effectively.

Responsibilities

• Conduct compliance risk assessments aligned with annual compliance plans.
• Collaborate with various departments to streamline processes.
• Facilitate training on regulatory requirements.

Skills

Compliance risk assessment

Regulatory oversight

Internal control review

Stakeholder communication

Policy improvement

Education

Bachelor's degree in law, banking, or business administration

Master's degree or professional qualifications (CCO, CPA, CIA, CA)

Job description

Compliance Manager - Monitoring & Assurance

Compliance Manager - Monitoring and Assurance Keywords: compliance risk assessment, regulatory oversight, internal control review, compliance monitoring programme, stakeholder communication, policy improvement, risk mitigation, regulatory reporting, cross-departmental collaboration, professional development An exceptional opportunity has arisen for a Compliance Manager - Monitoring and Assurance to join a leading international banking institution in London. This pivotal role sits at the heart of the organisation's second line of defence, offering you the chance to shape and strengthen compliance frameworks that protect both reputation and operational integrity. You will be instrumental in conducting comprehensive compliance risk assessments, ensuring regulatory adherence, and fostering a culture of compliance across all levels of the branch. The position offers exposure to senior stakeholders, cross-functional teams, and regulatory authorities, providing a platform for professional growth and meaningful impact. With a focus on continuous improvement, knowledge sharing, and robust internal controls, this is an ideal environment for someone who thrives on responsibility, values collaborative working relationships, and is committed to upholding the highest standards of governance. * Play a key role in safeguarding the organisation's reputation by driving effective compliance risk management and assurance activities across all business units. * Enjoy significant autonomy in shaping compliance policies, collaborating with senior management, and engaging directly with regulators to ensure best-in-class practices. * Benefit from a supportive team culture that encourages ongoing learning, professional development, and knowledge sharing within a global financial services environment. What you'll do: As Compliance Manager Monitoring and Assurance based in London, you will play an integral part in fortifying the organisation's compliance posture. Your day-to-day responsibilities will see you performing comprehensive risk assessments aligned with strategic annual plans while proactively identifying areas for improvement. You will collaborate closely with various departments to streamline processes, provide expert counsel on policy enhancements, and ensure that all operations adhere strictly to evolving regulatory standards. By maintaining robust monitoring programmes and facilitating regular training initiatives, you will help embed a culture of compliance throughout the branch. Your ability to communicate effectively with both internal stakeholders and external regulators will be crucial as you oversee timely reporting obligations and support special assignments or investigations when required. Success in this role hinges on your attention to detail, commitment to continuous improvement, and capacity for building trusted relationships across all levels of the organisation. * Conduct regular and thorough compliance risk assessments in accordance with the approved annual compliance plan, identifying potential breaches and recommending corrective actions as necessary. * Draft the scope of regulatory compliance oversight each year under the guidance of senior leadership, ensuring timely execution of reviews and diligent follow-up on outstanding actions. * Support the promotion of a strong compliance culture throughout the branch by providing expert advice, training sessions, and clear communication on regulatory requirements. * Maintain effective relationships with internal departments to facilitate improvements in turnaround times while ensuring service level agreements are met or exceeded. * Act as a subject matter resource for level 2 controls, offering expertise on industry best practices and systems to enhance overall compliance frameworks. * Perform end-to-end process reviews to identify risks and controls, undertaking root cause analysis to address gaps and recommend remedial action plans. * Facilitate gap analyses, remediation planning, and testing for all business units to ensure controls remain efficient and effective at all times. * Liaise with local central banks or regulators as required, responding promptly to queries and following up on issues until resolution is achieved. * Review system changes or enhancements related to regulatory returns to confirm alignment with central bank policies before implementation. * Prepare detailed reports for every assignment conducted, summarising objectives, scope, outcomes, and ensuring accurate regulatory reporting.

What you bring:

To excel as Compliance Manager - Monitoring and Assurance you will bring substantial experience from either banking or consultancy backgrounds where you have specialised in compliance or internal audit roles. Your academic credentials-ideally supported by advanced degrees or recognised professional certifications-will underpin your technical expertise in navigating complex regulatory landscapes. You possess an innate ability to interpret new regulations swiftly while translating them into actionable policies that safeguard operational integrity. Your interpersonal skills enable you to foster co-operative relationships across diverse teams while delivering clear guidance during periods of change. A meticulous approach ensures that your recommendations are grounded in thorough analysis yet communicated with clarity so that colleagues at all levels can engage constructively. Your dedication to personal growth means you actively seek out opportunities for further learning-ensuring your knowledge remains current amidst evolving industry standards.

• A minimum of six years' experience within a major banking institution or consultancy firm focused on compliance or internal audit functions is essential for this position.
• A bachelor's degree in law, banking, business administration or a related field is required; candidates holding a master's degree or professional qualifications such as CCO/CPA/CIA/CA will be highly regarded.
• Demonstrable understanding of domestic banking regulatory environments coupled with hands-on experience using local regulator systems is vital.
• Excellent oral and written communication skills in English are mandatory; proficiency in Arabic or French would be advantageous for stakeholder engagement.
• Comprehensive knowledge of banking applications, current regulations, financial instruments, accounting procedures, products and services is expected.
• Proven ability to draft clear reports for senior management while communicating complex information succinctly across all levels of stakeholders.
• Strong organisational skills combined with self-discipline and relationship-building abilities are necessary for managing multiple priorities effectively.
• Experience conducting root cause analysis to address identified risks along with recommending practical remedial actions is highly valued.
• Familiarity with implementing control self-assessment exercises as well as maintaining updated compliance risk registers is important for ongoing assurance activities.
• A commitment to ongoing professional development through participation in relevant seminars or training courses is encouraged.

What sets this company apart:

This international financial institution stands out through its unwavering commitment to ethical conduct, transparency, and operational excellence. Employees benefit from being part of an inclusive workplace where collaboration is prioritised over hierarchy-enabling everyone's voice to be heard regardless of their role. The organisation invests heavily in training opportunities designed not only to keep staff abreast of regulatory developments but also to nurture long-term career progression within global markets. Flexible working arrangements are available where possible so that employees can balance professional ambitions with personal commitments. The company's reputation for market leadership is built upon high professional standards which are consistently upheld by teams who share a collective sense of responsibility towards clients' best interests. Joining this organisation means becoming part of a network that values dependability, mutual respect, and shared success above all else.

What's next:

If you are ready to make a meaningful impact within an esteemed international banking environment while advancing your career in compliance management-this could be your next step.

Apply today by clicking on the link provided; take this opportunity to contribute your expertise within a supportive team dedicated to excellence.

Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates

• Competitive salary + fantastic benefits including up to 10% bonus
• Competitive salary + fantastic benefits including up to 10% bonus