Technology and Data Risk Assurance Senior Lead

Citi; Mississauga; On-site; CAD 145,000 - 218,000; Full time

Job summary

A leading financial services firm is seeking a Technology and Data Risk Assurance Senior Lead to enhance risk management quality through rigorous assessments and controls. The ideal candidate will have over 10 years in risk management and demonstrate strong analytical skills and effective communication. This full-time role offers a competitive salary range of $145,100 - $217,700.

Qualifications

• 10+ years of experience in operational risk management, compliance, audit, or control functions.
• Ability to identify, measure, and manage key risks and controls.
• Strong analytical skills to evaluate complex risk and control activities.

Responsibilities

• Lead the assessment of activities and processes as per required Policies to strengthen quality.
• Conduct routine testing of internal activities to ensure adherence to quality standards.
• Report on quality control outcomes to top management.

Skills

Analytical Thinking

Assurance Strategy

Communication

Constructive Debate

Controls Assessment

Stakeholder Management

Education

Bachelor's degree

Master's degree

Tools

Microsoft Excel

Microsoft PowerPoint

Microsoft Word

Job description

Overview

Technology and Data Risk Assurance Senior Lead are responsible for the assessment of outcomes from activities and processes against conformance with applicable requirements to strengthen risk management quality, including quality testing for business function quality control and transformation lead quality control post completion of an activity/process. This includes the development and execution of Monitoring and Testing for controls, such as control design assessment, design of operational effectiveness for monitoring and testing tools, monitoring/testing design assessment, and execution of monitoring/testing tools to assess the effectiveness of key controls designed to address defined risks.

Responsibilities

• Responsible for the quality, completeness, and accuracy of the implementation of the control framework, including Risk Control Policy, Control Standard, Issue Management Policy, Lesson Learned Policy and Control Inventory
• Lead the assessment of activities and processes as per required Policies, Standards and Procedures to strengthen risk management quality
• Conduct routine testing of internal activities and processes to ensure adherence to established quality standards and identify areas of risk or non-compliance
• Review stakeholder/client feedback and respond to any quality assurance complaints or issues in a timely and efficient manner
• Support quality testing performed for business function quality control and transformation lead quality control post completion of an activity/process
• Drive assessment of activities and processes as per required Policies, Standards and Procedures to strengthen risk management quality
• Conduct routine testing of internal activities and processes to ensure adherence to established quality standards and identify areas of risk or non-compliance
• Integrate stakeholder/client feedback and respond to any quality assurance complaints or issues in a timely and efficient manner
• Oversee quality testing performed for business function quality control and transformation lead quality control post completion of an activity/process
• Develop and execute Monitoring and Testing for controls, including control design assessment and design of operational effectiveness for monitoring and testing tools, monitoring/testing design assessment, and execution of monitoring/testing tools
• Regularly report on quality control outcomes and control effectiveness to top management and relevant stakeholders
• Proficient knowledge of regulatory guidance specific to quality assurance and monitoring/testing lifecycle
• Adequately assess risk when business decisions are made, demonstrating consideration for the firm\'s reputation and safeguarding Citi, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, while effectively supervising teams and creating accountability for those who fail to maintain standards

Qualifications

• 10+ years of experience in operational risk management, compliance, audit, or other control related functions in the financial services industry
• Ability to identify, measure, and manage key risks and controls
• Track record leading control related projects and programs; ability to see the big picture with high attention to detail
• Develop and implement strategy and process improvement initiatives
• Comprehensive knowledge of Citi’s businesses and functions and their risk profiles
• Developing new ideas and improving current processes to proactively mitigate risks
• Ability to provide challenge and make recommendations for risk and controls remediation
• Expert knowledge in the development and execution of controls
• Proven experience in control related functions in the financial industry
• Proven experience in implementing sustainable solutions and improving processes
• Expert understanding of compliance laws, rules, regulations, and best practices
• Deep understanding of Citi’s Policies, Standards, and Procedures
• Strong leadership, decision-making, and problem-solving skills
• Strong analytical skills to evaluate complex risk and control activities and processes
• Ability to deliver compelling presentations and influence executive audiences
• Strong sense of accountability and ownership, with strong results orientation
• Excellent communication skills; ability to engage and inspire across stakeholder groups
• Exceptional command of Microsoft Office suite, particularly Excel, PowerPoint, and Word

Education

Bachelor\'s/University degree, Master\'s degree preferred

Job Family Group: Controls Governance & Oversight

Job Family: Quality Assurance, Monitoring & Testing

Time Type: Full time

Primary Location Full Time Salary Range: $145,100.00 - $217,700.00

Most Relevant Skills: Analytical Thinking, Assurance Strategy, Communication, Constructive Debate, Controls Assessment, Controls Lifecycle, Policy and Procedure, Risk Remediation, Stakeholder Management

Other Relevant Skills: For complementary skills, please see above and/or contact the recruiter

Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity, review Accessibility at Citi. View Citi’s EEO Policy Statement and the Know Your Rights poster.