Equities: Regulatory Specialist

JSE Limited; Sandton; On-site; ZAR 600 000 - 800 000; Full time

Job summary

A leading financial institution in Sandton seeks a Regulatory Oversight Specialist to ensure compliance with Listings Requirements. The successful candidate will have a degree in Accounting, Commerce, or Law, alongside 5 years of experience in corporate finance or law. This role emphasizes strong analytical skills and teamwork in a dynamic regulatory landscape. Competitive package and commitment to employee development included.

Benefits

Employee wellness programme

Continuous learning opportunities

Qualifications

• 5 years’ experience in advising on JSE Listings Requirements, Corporate Finance, or Corporate Law.
• Experience in training team members.
• Strong analytical and critical thinking skills.

Responsibilities

• Review corporate actions and submissions to ensure compliance with Listings Requirements.
• Provide guidance on regulatory matters to sponsors and listed companies.
• Contribute to drafting and refinement of Listings Requirements.

Skills

Advisory expertise

Analytical thinking

Communication skills

Stakeholder management

Collaborative mindset

Education

Degree in Accounting, Commerce, or Law

Job description

WHY JOIN THE JSE? The JSE recognises that its success and strength depend on the quality of its employees. We are committed to fostering a culture of continuous learning and high standards of performance. Our employee wellness programme is designed to encourage work-life balance for employees. We naturally seek to empower staff and encourage diversity and opportunities for all.

Introduction

To ensure listed companies and all other regulated and semi-regulated parties comply with the JSE Listings Requirements (“LR”), to mitigate financial and reputational risk to the JSE as regulator and stock exchange thereby protecting market integrity, reducing regulatory risk, and supporting a fair and transparent capital market environment.The role also contributes to the development of a high-performing regulatory team by supporting, guiding, and mentoring professionals within the division.

This is a high-impact role at the intersection of regulation and capital markets. You’ll be part of a team that plays a vital role in maintaining investor confidence and ensuring the credibility of South Africa’s financial markets.

Responsibilities:

• Regulatory Oversight: Review corporate actions, circulars, and submissions to ensure compliance with LR and proactively identify potential breaches.
• Advisory Expertise: Provide specialist guidance to sponsors, listed companies, and internal stakeholders on regulatory matters, including interpretations and dispensations.
• Policy Development: Contribute to the drafting and refinement of Listings Requirements through research and stakeholder engagement.
• Team Enablement: Support the growth and capability of a diverse team of regulatory professionals through coaching, knowledge sharing, and collaboration.
• Stakeholder Engagement: Build strong relationships with market participants, ensuring timely and professional resolution of queries.
• Continuous Learning: Stay abreast of regulatory changes, market trends, and best practices to enhance your impact and influence.

Minimum Qualifications:

• A degree in Accounting, Commerce, or Law

Minimum Qualifications

• 5 years’ experience in advising on the JSE Listings Requirements or Corporate Finance or Corporate Law
• Experience in training team members
• Strong analytical and critical thinking skills
• Excellent communication and stakeholder management abilities
• A collaborative mindset and a passion for regulatory excellence