Business Enablement : Monitoring Officer

Greys Recruitment; Gauteng; On-site; ZAR 500 000 - 700 000; Full time

Job summary

A leading financial services provider is hiring a Business Enablement: Monitoring Officer in Sandhurst. The ideal candidate will monitor advisory and investment activities, ensuring regulatory compliance while supporting internal risk management. The role requires a relevant degree, at least 3 years of compliance monitoring experience, and proficiency in MS Office. Strong communication, analytical skills, and ability to work under pressure are crucial for success. This opportunity promises an engaging environment focused on ethical operations.

Qualifications

• Minimum 3 years' experience in compliance monitoring within a financial services environment.
• Knowledge of advice monitoring and compliance frameworks.

Responsibilities

• Conduct monitoring of advice and investment services for compliance.
• Analyze monitoring results and report compliance breaches.

Skills

Compliance monitoring

Analytical skills

Communication skills

Detail-oriented

Microsoft Office proficiency

Education

Relevant degree in Law, Finance, or Compliance

Postgraduate compliance or risk qualification

CISA CPrac or CProf designation

Job description

We are hiring for a Business Enablement : Monitoring Officer on behalf of a leading financial services provider.

The role is based at their head office in Sandhurst and involves monitoring advisory and investment activities, ensuring regulatory compliance, and supporting internal risk management processes.

The successful candidate will help the business maintain ethical, sustainable, and compliant operations within the financial services sector .

Key Responsibilities

• Conduct monitoring of advice and discretionary investment services to ensure compliance with regulatory requirements, internal policies, and client mandates
• Review investment activities to confirm mandate alignment, investment limits, and governance standards
• Ensure adherence to agreed investment strategies and thresholds
• Promote Treating Customers Fairly (TCF) outcomes in all advice and investment practices
• Analyze monitoring results, elevate concerns, and investigate potential compliance breaches
• Support the development of a regulatory compliance monitoring plan
• Provide guidance to Financial Planning Partners, BDMs, Para-planners, and Operations Managers on compliance and advice quality
• Maintain compliance records, reports, and procedural documents
• Assist in preparing reports for governance forums and regulatory reviews

Qualifications & Experience

• Relevant degree in Law, Finance, or Compliance (required)
• Minimum 3 years' experience in compliance monitoring within a financial services environment
• Knowledge of advice monitoring, compliance frameworks, and investment mandate oversight
• Understanding of discretionary investment processes, TAA monitoring, and CAT II investment management
• Proficiency in MS Office (required)
• Postgraduate compliance or risk qualification (advantageous)
• CISA CPrac or CProf designation (advantageous)

Competencies & Attributes

• Strong verbal and written communication skills
• Analytical, detail-oriented, and organized
• Critical thinking, assertiveness, and ability to work independently
• Ability to multi-task and work under pressureRelationship-building, initiative-taking, and continuously learning

How to apply :

Follow the link to our job seekers ' page - : / / / jobs /

Search for the job title.

Click Apply to submit your CV.

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