FCC Director – Wealth and Investment Banking

Ethos BeathChapman; Singapore; On-site; SGD 190,000; Full time

Job summary

A leading investment bank in Singapore seeks a Compliance Director to oversee FCC matters. The ideal candidate will have over 10 years of experience in Compliance, particularly in Financial Crime Compliance, and a strong regulatory background. You will lead initiatives to implement compliance policies and manage risk assessments, collaborating effectively with regional stakeholders.

Qualifications

• At least 10 years of experience in Compliance, ideally with FCC and Account opening experience.
• Strong in Financial Crime Compliance, ideally in a brokerage or wealth management business.
• Experience in a regulated financial services firm.

Responsibilities

• Subject matter expert for all FCC Compliance policies and framework within the business.
• Implement and enhance the AML / CFT / Sanctions and Anti Bribery related processes.
• Monitor high risk transactions and perform Risk assessments.

Skills

Financial Crime Compliance

Risk Assessment

Regulatory Compliance

Stakeholder Management

Education

Bachelor's degree in a related field

Job description

Job Details

Location Singapore Salary SGD190000 per annum Job Type Ref BH-23972-4 Contact Contact email Posted 19 days ago The Role :

My client is a Wealth and Investment Bank and we are looking for a FCC Director in Singapore. Reporting up to the Regional Head, you will be overseeing all FCC matters across Singapore.

Responsibilities

• Subject matter expert for all FCC Compliance policies and framework within the business
• Implement and enhance the AML / CFT / Sanctions and Anti Bribery related processes
• Monitor any high risk transactions and perform Risk assessments for the business
• Assess the impact of the Risk profile, and mitigate any gaps within the business
• Monitor any changes in regulatory developments and ensure the AML policies are in line with laws and regulations
• Carry out investigation work should there be any alerts, red flags etc

Requirements

• At least 10 years of experience in Compliance – ideally with FCC and Account opening experience
• A Bachelors degree in a related field.
• Strong in Financial Crime Compliance – ideally in a brokerage or wealth management business.
• Experience in a regulated financial services firm
• Ability to manage and work with regional stakeholders

Take charge of this opportunity to welcome a new career challenge in 2025

EA Personnel No. R1985201

BeathChapman Pte Ltd

Licence No. 16S8112