Associate Director / VP – FICC Compliance, Global Investment Bank

BeathChapman Pte Ltd; Singapore; On-site; SGD 80,000 - 100,000; Full time

Job summary

A global Investment Bank in Singapore seeks an experienced FICC Compliance professional to monitor regulatory changes and ensure adherence to compliance requirements. This role demands over 5 years of experience in compliance, ideally from an investment banking background, and familiarity with trading products like FX and derivatives. The ideal candidate will provide guidance to business units and conduct training sessions on compliance.

Qualifications

• At least 5 years of Compliance experience, ideally in an Investment Bank.
• Familiar with Trading products like FX, rates, and credit.
• Ability to manage and work with regional stakeholders.

Responsibilities

• Monitor and analyze regulatory changes impacting FICC trading activities.
• Perform regular surveillance of FICC trading activities.
• Identify and evaluate compliance risks related to FICC products.

Skills

Compliance experience

Advisory skills

Regulatory understanding

Education

Bachelor's degree in a related field

Job description

Overview

The Role: My client is a global Investment Bank and we are looking for a FICC Compliance candidate to join the team in Singapore. You will be given exposure across their Trading products, and will be overseeing the firm’s compliance with relevant regulations and industry standards.

Responsibilities

• Monitor and analyze regulatory changes (e.g., Dodd-Frank, MiFID II, EMIR, etc.) and assess their impact on FICC trading activities, ensuring the firm’s adherence to compliance requirements.
• Perform regular surveillance of FICC trading activities to detect any potential breaches of internal policies, market abuse, or misconduct. Conduct periodic audits to ensure adherence to both internal policies and external regulations.
• Identify and evaluate compliance risks related to FICC products (fixed income, foreign exchange, commodities, and derivatives). Develop and implement strategies to mitigate these risks.
• Provide guidance to business units, including front office traders, on compliance issues related to trading strategies, products, and market behaviour. Work closely with FICC trading desks to ensure that new products and strategies comply with all regulatory requirements.
• Conduct training sessions and awareness campaigns to ensure that all relevant stakeholders (traders, portfolio managers, etc.) understand the regulatory and compliance requirements specific to FICC markets.

Requirements

• Bachelors’ degree in a related field
• At least 5 years of Compliance experience – ideally with experience in an Investment Bank
• Familiar with Trading products – FX, rates, credit – will be appreciated
• Strong advisory experience
• Ability to manage and work with regional stakeholders

Take charge of this opportunity to welcome a new career challenge in 2025

EA Personnel No. R1985201
BeathChapman Pte Ltd
Licence No. 16S8112