Wealth Management Admin & Compliance Specialist

Paradigm Employment Services; Spalding; On-site; GBP 60,000 - 80,000; Full time

Job summary

A leading wealth management firm in Spalding is seeking an experienced IFA Administrator to ensure smooth operations and compliance. The role involves managing client applications, preparing documentation, and maintaining comprehensive records. Candidates should have 1-2 years of experience in financial services and knowledge of related products and back-office systems. The firm offers a negotiable salary, a robust pension scheme, and significant career development prospects. Join a high-performing team dedicated to exceptional client service.

Benefits

Negotiable salary

Leading pension scheme

Career development opportunities

Training programs

Qualifications

• One to two years' minimum experience in financial services.
• Knowledge of industry-related products and back-office systems.
• Experience managing a rolling caseload of 30 to 40 client applications.

Responsibilities

• Comply with FCA regulation and prepare documentation for meetings.
• Maintain accurate client records and process completed applications.
• Contribute to team meetings and manage own workload.

Skills

Excellent Communication skills

Customer service skills

Ability to work well under pressure

Tools

Intelligent Office

iPipeline

Job description

A leading wealth management firm in Spalding is seeking an experienced IFA Administrator to ensure smooth operations and compliance. The role involves managing client applications, preparing documentation, and maintaining comprehensive records. Candidates should have 1-2 years of experience in financial services and knowledge of related products and back-office systems. The firm offers a negotiable salary, a robust pension scheme, and significant career development prospects. Join a high-performing team dedicated to exceptional client service.