Thematic Compliance & Market Integrity Lead (12-Month Secondment)

Financial Conduct Authority; Leeds; Hybrid; GBP 72,000 - 118,000; Full time

Job summary

A prominent financial regulatory body seeks a Corporate Compliance and Thematic Manager for a 12-month secondment. The role involves leading a high-performing team in compliance and market integrity, managing case investigations, and overseeing ESG-related issues. Candidates should have relevant experience in capital markets and stakeholder management. This position offers a salary ranging from £72,100 to £117,100 (£79,300 to £128,800 in London), with a hybrid work model.

Benefits

28 days annual leave

Hybrid working up to 60%

Non-contributory pension

Private healthcare

Paid volunteering allowance

Flexible benefits scheme

Qualifications

• Experience in primary markets investigations or listed company regulatory work is essential.
• Strong understanding of the UK listing and market abuse regimes.
• Ability to manage multiple cases and projects effectively.

Responsibilities

• Lead the CCT team, setting strategic direction and aligning with objectives.
• Oversee compliance and casework under the UK listing regime.
• Drive strategic and thematic priorities, identifying emerging risks.
• Manage ESG and sustainability-related cases efficiently.
• Develop and embed a data and knowledge strategy enhancing decision-making.
• Represent the CCT team in key forums and policy discussions.

Skills

Asset management experience

Capital markets knowledge

Corporate finance expertise

Project management

Excellent communication

Stakeholder management

Decision-making skills

Experience in process development

Problem-solving

Talent management

Job description

A prominent financial regulatory body seeks a Corporate Compliance and Thematic Manager for a 12-month secondment. The role involves leading a high-performing team in compliance and market integrity, managing case investigations, and overseeing ESG-related issues. Candidates should have relevant experience in capital markets and stakeholder management. This position offers a salary ranging from £72,100 to £117,100 (£79,300 to £128,800 in London), with a hybrid work model.