Senior Surveillance Lead - Market Abuse & Risk Champion

Lloyds Banking Group; City of Edinburgh; Hybrid; GBP 119,000 - 141,000; Full time

Job summary

A major financial services organization seeks a Senior Surveillance Lead to manage a team of Trade Surveillance Analysts and oversee complex investigations while ensuring compliance with the regulatory framework. The role demands strong leadership skills, a deep understanding of market abuse regulations, and the ability to handle substantial data. This exciting opportunity also offers personal development and executive exposure.

Qualifications

• Experience in trade surveillance with another organisation.
• Ability to assess or analyse substantial amounts of data.
• Combining investigation expertise with risk assessment.

Responsibilities

• Lead a team of Trade Surveillance Analysts and define performance standards.
• Challenge new products, venues and booking models with key stakeholders.
• Oversee complex and sensitive investigations ensuring robust documentation.
• Provide input for annual product and control effectiveness reviews.

Skills

Deep knowledge of Market Abuse regulatory framework

Leadership experience

Strong data and technology literacy

Understanding of Operational Risk Framework

Job description

A major financial services organization seeks a Senior Surveillance Lead to manage a team of Trade Surveillance Analysts and oversee complex investigations while ensuring compliance with the regulatory framework. The role demands strong leadership skills, a deep understanding of market abuse regulations, and the ability to handle substantial data. This exciting opportunity also offers personal development and executive exposure.