Senior Regulatory Advisory Lead

FNZ; Basingstoke; On-site; GBP 50,000 - 70,000; Full time

Job summary

A leading wealth management platform in the UK is seeking a Compliance Consultant to provide regulatory advice and support for compliance activities. The role involves building relationships with clients, promoting a compliance culture, and ensuring adherence to FCA and HMRC requirements. Successful candidates will have substantial regulatory experience, excellent communication skills, and the ability to analyze complex regulatory landscapes. This position provides a chance to work in a dynamic environment focused on enhancing clients' compliance processes.

Qualifications

• Significant previous experience in a regulatory role supporting clients' propositions.
• Detailed knowledge of the FCA Handbook and HMRC requirements.
• Ability to analyze and report regulatory information to senior stakeholders.

Responsibilities

• Assist senior management in promoting compliance culture.
• Provide regulatory advice and compliance support to projects.
• Build relationships with the Company's clients' 2LOD functions.

Skills

Regulatory knowledge

Communication skills

Relationship management

Analytical skills

Education

Professional or industry qualification

Job description

A leading wealth management platform in the UK is seeking a Compliance Consultant to provide regulatory advice and support for compliance activities. The role involves building relationships with clients, promoting a compliance culture, and ensuring adherence to FCA and HMRC requirements. Successful candidates will have substantial regulatory experience, excellent communication skills, and the ability to analyze complex regulatory landscapes. This position provides a chance to work in a dynamic environment focused on enhancing clients' compliance processes.