Senior Manager - Investment Banking - Compliance Oversight

ZipRecruiter; London; On-site; GBP 80,000 - 120,000; Full time

Job summary

A leading global bank is seeking a Senior Manager for Investment Banking Compliance Oversight in London. The successful candidate will provide compliance advisory support, ensuring adherence to UK/EU regulations such as MAR and MiFID. Candidates should possess extensive experience in compliance within investment banking or a relevant legal field, with strong analytical and stakeholder management skills.

Qualifications

• Experience in Investment Banking, particularly in Compliance roles or law firms.
• Knowledge of Market Abuse Regulation (MAR), MiFID, and FCA Handbook.
• Proven ability to work with senior stakeholders.

Responsibilities

• Provide compliance advisory support to Investment Banking teams.
• Interpret UK/EU regulatory requirements.
• Conduct compliance reviews and monitoring activities.

Skills

Extensive Compliance experience

Deep knowledge of UK/EU regulations

Strong problem-solving skills

Excellent communication

Stakeholder management

Job description

Overview

Meraki Talent are working with a leading global bank to help identify a Senior Manager – Investment Banking, Compliance Oversight.

In this role, you will provide day-to-day compliance advisory support to the Investment Banking Division, with particular focus on Equity Capital Markets, Equity Derivatives, UK Investment Banking & Corporate Broking.

You will play a key role in ensuring compliance with regulatory standards, advising senior stakeholders, reviewing new products and transactions, and helping to shape the implementation of compliance policies and frameworks.

Key responsibilities

• Provide compliance advisory support to Investment Banking teams (Equity Capital Markets, Equity Derivatives, Syndicate, M&A, and Corporate Broking).
• Interpret and apply UK/EU regulatory requirements, including Market Abuse Regulation (MAR), MiFID, and the FCA Handbook.
• Develop, enhance, and monitor compliance policies, procedures, and control frameworks.
• Conduct compliance reviews, monitoring, and testing activities to ensure robust adherence to regulatory standards.
• Review and assess new products, transactions, and initiatives for regulatory implications.
• Build strong relationships with senior stakeholders and act as a trusted advisor on compliance risks.

We are looking for

• Extensive Compliance experience within an Investment Bank or relevant senior-level experience in a law firm (Equity Capital Markets / M&A focus) or in the Legal/Compliance function of an investment bank.
• Deep knowledge of UK/EU regulations, including MAR, MiFID, and the FCA Handbook.
• Familiarity with the UK Takeover Code, UK Listing Rules, Transparency Rules, and Disclosure Guidance.
• Ability to influence and build relationships with very senior stakeholders.
• Strong problem-solving, analytical, and advisory skills with excellent communication and stakeholder management.