Senior Compliance & Governance Lead

Compliance Professionals; City Of London; On-site; GBP 60,000 - 80,000; Full time

Job summary

A specialist protection assurance firm in London seeks a senior compliance officer to ensure regulatory adherence and manage compliance operations. Responsibilities include producing reports, training staff, and tracking regulatory developments. The ideal candidate should have experience in a similar role and a strong understanding of FCA regulations. This position offers the opportunity to shape compliance strategies and maintain high standards within the organization.

Qualifications

• Ability to operate at a senior compliance level and handle day-to-day tasks.
• Good understanding of regulatory compliance from an operational perspective.
• Previous experience in a first line compliance role.

Responsibilities

• Ensure business compliance with regulatory requirements.
• Produce compliance reports and attend board meetings.
• Track laws and regulations impacting financial reporting.

Skills

Senior operational capabilities

Understanding of regulatory compliance rules

Problem-solving skills

Experience with FCA

Staff training and cultural influence

Knowledge of data protection regulations

Job description

A specialist protection assurance firm in London seeks a senior compliance officer to ensure regulatory adherence and manage compliance operations. Responsibilities include producing reports, training staff, and tracking regulatory developments. The ideal candidate should have experience in a similar role and a strong understanding of FCA regulations. This position offers the opportunity to shape compliance strategies and maintain high standards within the organization.