Senior Compliance Consultant - FCA/SEC regulation - Austin Andrew

ZipRecruiter; City Of London; On-site; GBP 80,000 - 100,000; Full time

Job summary

A recruitment agency is seeking a senior compliance professional with experience in alternative asset management to support multiple client relationships. The role involves providing regulatory support across jurisdictions and establishing compliance infrastructure where needed. Ideal candidates will have experience in FSA and SEC regulations.

Qualifications

• Senior candidates with alternative asset management experience in the FSA and SEC regulatory spheres.

Responsibilities

• Be the primary compliance resource for retained client relationships.
• Provide regulatory support across multiple jurisdictions.
• Establish necessary compliance infrastructure.

Job description

Responsibilities

• You\'ll be the primary compliance resource for a number of retained client relationships
• Providing continuing regulatory support across multiple regulatory jurisdictions
• Setting up the necessary compliance infrastructure where none exists, or needs revising

Qualifications

We are keen to hear from senior candidates who have alternative asset management experience - specifically in the FSA and SEC regulatory spheres