Investments General Counsel — FCA Regulated Brokerage

JMC Legal Recruitment; Greater London; On-site; GBP 80,000 - 120,000; Full time

Job summary

A UK brokerage firm is seeking a General Counsel to manage corporate and commercial matters, aligning with FCA regulations alongside the CEO and Compliance team. The ideal candidate will hold a law degree, be SRA-admitted, and possess strong negotiation and interpersonal skills. Responsibilities include advising on legal issues, drafting agreements, and researching potential legal impacts. This role offers a unique opportunity to work within a dynamic regulatory environment.

Qualifications

• Admitted to the SRA.
• Experience advising or working for broker-dealers with knowledge of UK securities laws.
• Experience working with regulators or regulated businesses is a plus.

Responsibilities

• Offer counsel on wide-ranging legal issues and advise executives within the company.
• Negotiate, draft, and execute commercial agreements with technology partners and vendors.
• Research and anticipate legal issues that could impact the company.

Skills

Advising on legal issues

Negotiation skills

Interpersonal skills

Presentation skills

Education

Law degree from a leading university

Job description

A UK brokerage firm is seeking a General Counsel to manage corporate and commercial matters, aligning with FCA regulations alongside the CEO and Compliance team. The ideal candidate will hold a law degree, be SRA-admitted, and possess strong negotiation and interpersonal skills. Responsibilities include advising on legal issues, drafting agreements, and researching potential legal impacts. This role offers a unique opportunity to work within a dynamic regulatory environment.