Interim Compliance Lead - FTC - Wealth Management

Michael Page (UK); Greater London; On-site; GBP 45,000 - 48,000; Full time

Job summary

A top UK recruitment agency is looking for a Compliance & Risk Lead for a fixed term contract within a reputable Wealth Management firm. The ideal candidate should have proven experience in compliance management, particularly in financial services, alongside excellent analytical and interpersonal skills. You will play an essential role in ensuring adherence to UK regulations while fostering strong relationships with key stakeholders. This role offers a competitive salary within a supportive work environment.

Benefits

Competitive salary

Professional working environment

Opportunities for career development

Qualifications

• Proven experience in compliance management within the financial services industry is essential.
• Strong understanding of regulatory frameworks and standards is needed.
• Experience in developing and implementing compliance policies is required.

Responsibilities

• Understand UK financial services regulation focused on Wealth Management.
• Communicate effectively with stakeholders and build strong relationships.
• Take a risk-based approach to business decisions.

Skills

Compliance management

Analytical skills

Interpersonal skills

Problem-solving skills

Strong communication skills

Education

Relevant professional qualifications in compliance or risk management

Job description

Overview

Compliance & Risk Lead - Fixed Term Contract. Interim compliance role within a UK based Wealth Management firm.

About Our Client

The client is a well-established UK Wealth Management firm, focused on retail savings and investments products.

The Job Description

• Good understanding of UK financial services regulation, with a focus on Financial Planning and Wealth Management regulations.
• Experience with financial planning and / or investment advice to retail customers would be beneficial.
• A strong understanding of regulatory and conduct risk management practices in financial services, and what it means to deliver good customer outcomes.
• Commercially sensitive and pragmatic, with the ability to take a risk-based approach on decisions that impact the business.
• Confident in voicing an opinion
• Excellent interpersonal, influencing and communication skills, including the ability to explain requirements in straightforward/ practical terms.
• Solution and delivery focused, with high energy and drive, and ability to deliver through others.
• Must be able to build strong relationships with key stakeholders.

The Successful Applicant

A successful Interim Compliance Lead - FTC should have:

• Proven experience in compliance management, preferably within the financial services industry.
• A strong understanding of regulatory frameworks and standards.
• Excellent analytical and problem-solving skills.
• Experience in developing and implementing compliance policies and procedures.
• Strong interpersonal and communication skills to liaise effectively with stakeholders.
• Ability to manage multiple tasks and prioritise effectively in a fast-paced environment.
• Relevant professional qualifications in compliance or risk management are desirable.

What’s on Offer

• Competitive salary ranging from £45,000 to £47,500 per annum.
• Opportunity to work within a reputable financial services organisation.
• Supportive and professional working environment.
• Chance to contribute to critical compliance initiatives.
• Potential for career development within the compliance and risk management field.