Head of UK Legal & Compliance - Retail Trading

JMC Legal Recruitment; Greater London; On-site; GBP 90,000 - 120,000; Full time

Job summary

A legal recruitment agency seeks a qualified Head of Legal for a retail-facing investment platform. The ideal candidate will have significant experience as a lawyer, particularly advising broker-dealers and a strong understanding of UK securities laws. Responsibilities include ensuring regulatory compliance for product launches and collaborating across teams. Strong interpersonal communication skills and the ability to negotiate effectively are essential for this role.

Qualifications

• Significant experience advising broker-dealers, understanding UK securities laws.
• Strong knowledge of FCA regulations in retail trading.
• Ability to work independently and as part of a team.

Responsibilities

• Provide legal counsel on various issues and advise company executives.
• Ensure compliance for new UK consumer products and services.
• Collaborate with departments like HR, Security, and Compliance.
• Negotiate and draft agreements with vendors.

Skills

Legal advisory

Regulatory compliance

Negotiation skills

Communication skills

Education

Qualified lawyer

Job description

A legal recruitment agency seeks a qualified Head of Legal for a retail-facing investment platform. The ideal candidate will have significant experience as a lawyer, particularly advising broker-dealers and a strong understanding of UK securities laws. Responsibilities include ensuring regulatory compliance for product launches and collaborating across teams. Strong interpersonal communication skills and the ability to negotiate effectively are essential for this role.