Group Compliance Manager - Lloyds of London Broker

Michael Page Banking; England; On-site; GBP 70,000 - 90,000; Full time

Job summary

A financial services company in England is seeking a Group Compliance Manager to oversee compliance and ensure regulatory adherence. The ideal candidate will have financial services compliance experience in the insurance industry and a strong working knowledge of FCA regulations. Responsibilities include advising on compliance, managing regulatory notifications, and developing compliance plans. This position offers a competitive salary package.

Qualifications

• Experience in the insurance industry is essential.
• Strong knowledge of regulatory compliance requirements.
• Ability to manage compliance monitoring and reporting.

Responsibilities

• Oversee and manage Compliance for the Group.
• Advise on Compliance matters including regulatory changes.
• Develop and implement the Annual Compliance Plan.
• Notify regulators as required.

Skills

Financial services compliance experience

Strong working knowledge of FCA regulations

Proven experience in managing compliance activity

Experience in SMCR and complaints handling

Job description

We are seeking a Group Compliance Manager - Lloyds of London Broker to oversee and manage Compliance for the Group to ensure the business meets its regulatory obligations

Client Details

Our client are a Lloyds of London broker with offices in the city of London and Surrey

Description

The Group Compliance Manager - Lloyds of London Broker will be responsible for :

• Advising on Compliance matters including changes to regulations
• First line Compliance support
• Support the external Compliance consultancy where required
• Development of Annual Compliance Plan
• Annual SMCR declarations
• Notification to regulators such as FCA and ICO as required
• Management of Insurer and MGA TOBAs
• Overseeing new Insurer / MGA process

Profile

The Group Compliance Manager - Lloyds of London Broker should have :

• Financial services compliance experience in the insurance industry
• Strong working knowledge of FCA regulations, including SYSC, ICO guidelines SMCR and Treating Customers Fairly (TCF) principles
• Proven experience in managing compliance activity, including monitoring and reporting processes
• Experienced in SMCR, complaints handling, and liaising with regulatory bodies e.g. FCA, ICO
• Demonstrated ability to develop, implement and monitor compliance policies, proce...