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Compliance Consultant

twenty84

City Of London

Hybrid

GBP 40,000 - 55,000

Full time

Yesterday
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Job summary

A multi-award-winning compliance consultancy is seeking a Compliance Consultant to expand its Investments Compliance team. This role offers the opportunity to work hybrid in London, gaining exposure to FCA regulations like MiFID and AIFMD while supporting FCA applications, client audits, and regulatory reviews. Ideal candidates will possess strong analytical skills and a background in financial services compliance. Benefits include a competitive salary between £40-55K, bonuses, and ample holiday entitlement.

Benefits

Collaborative culture
Structured development
25–30 days holiday
Private medical insurance
Pension
Gym contribution
Regular socials

Qualifications

  • Experience in financial services compliance, FOS casework, or regulatory oversight.
  • Desire to build expertise in investments and FCA regulation.
  • Knowledge of MiFID and AIFMD is beneficial.

Responsibilities

  • Support a mix of FCA applications and regulatory change projects.
  • Conduct client audits and regulatory reviews.
  • Engage directly with clients to provide compliance solutions.

Skills

Analytical skills
Strong communication skills
Knowledge of FCA rules

Education

Professional qualifications (e.g., CISI UK Regulation)
Job description

Compliance Consultant - £40-55K + bonus and benefits

Hybrid | London (2+ days per week)

A multi-award-winning compliance consultancy is expanding its Investments Compliance team and is looking for someone who wants to step up, broaden their experience, and work with a wide range of clients across the investments, asset, and wealth management sectors.

This is an excellent opportunity if you’re currently in compliance, monitoring, FOS casework, regulatory oversight, or a more generalist role and want to gain deeper exposure to MiFID, AIFMD, and the wider FCA regulatory landscape.

Why this could be a great next move

Accelerated Learning

Work directly with senior industry experts and get hands‑on experience across investments regulation, something that’s hard to access in‑house unless you wait years for progression.

Broad Exposure

You won’t be stuck doing the same thing. You’ll support a mix of FCA applications, Client audits, Regulatory reviews, M&A due diligence, Horizon scanning and regulatory change projects.

Salary & Perks

£40-55K, bonus, collaborative culture, structured development, plus 25–30 days holiday, PMI, pension, gym contribution, and regular socials.

What you’ll bring
  • Experience in financial services compliance, FOS complaints / casework, controls / monitoring, or regulatory oversight.
  • A desire to build expertise in investments, asset management, and FCA regulation.
  • Strong analytical and communication skills, you’ll be working directly with clients.
  • Knowledge of FCA rules (such as MiFID, AIFMD, or financial promotions) is beneficial.
  • Professional qualifications (e.g., CISI UK Regulation or other regulatory qualifications) are a bonus.
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