CASS Manager

Equifind; Greater London; Hybrid; GBP 80,000 - 90,000; Full time

Job summary

A retail Broker/Asset Management business based near Liverpool Street is seeking a CASS Manager to oversee compliance and audit functions. This full-time role requires strong management and analytical skills, along with extensive knowledge of FCA regulations. The successful candidate will develop CASS MI, lead audits, and ensure adherence to policy. Competitive salary of £80,000 – £90,000 is offered, along with flexible working arrangements.

Qualifications

• Experience as a Manager in a relevant field.
• Strong knowledge of FCA rules, compliance and audit processes.
• Ability to develop and maintain CASS MI and documentation.

Responsibilities

• Play a strategic role in all CASS matters.
• Ensure compliance with business policies and FCA rules.
• Lead the CASS audit and manage ad-hoc projects.

Skills

Leadership Experience

Analytical skills

Communication skills

Management Experience

Job description

Job Description

Equifind is supporting a retail Broker / Asset Management business in recruiting for a permanent CASS Manager based by Liverpool Street London. The role will work in the office 2 days a week with the remaining days flexible.

The Role

The CASS Manager reports to the COO and plays a strategic yet hands‑on role in all CASS matters.

The position involves developing CASS MI, ensuring business policies and procedures comply with FCA rules, documenting breaches, leading the CASS audit, investigating FCA regulations, interpreting them, and managing related ad‑hoc projects.

Compensation

£80,000 – £90,000 base salary, plus benefits and bonus.

Requirements

• Experience as a Manager in a relevant field.
• Strong knowledge of FCA rules, compliance and audit processes.
• Ability to develop and maintain CASS MI and documentation.
• Excellent communication, analytical and leadership skills.
• Proficiency in audit, compliance and financial operations.
• Experience with managing and supervising teams.

Key Skills

• Restaurant Experience
• Customer Service
• Employee Evaluation
• Management Experience
• Math
• Employment & Labor Law
• Sanitation
• Leadership Experience
• P&L Management
• Mentoring
• Supervising Experience
• Restaurant Management

Employment Type

Full‑Time

Vacancy

One position available.