CASS & Client Assets Compliance Manager

twentyAI; Remote; GBP 50,000 - 70,000; Full time

Job summary

A forward-thinking challenger bank is seeking a Regulatory Compliance Manager to enhance controls around client money and assets. This role is pivotal in ensuring compliance with FCA obligations while developing control frameworks and overseeing audits. The ideal candidate will have extensive experience in CASS requirements and a strong analytical skill set, contributing to best-in-class compliance standards. Flexible working arrangements and career development opportunities are offered.

Benefits

Career development opportunities

Flexible working arrangements

Continuous learning support

Qualifications

• Minimum 3 years' experience in CASS within investment firms or regulatory bodies.
• Understanding of CASS 6–10 and MiFID II regulations.
• Experience with operational and compliance controls in financial services.

Responsibilities

• Develop control frameworks and review reconciliations.
• Oversee compliance with FCA obligations.
• Contribute to governance forums and lead audit preparations.

Skills

CASS requirements

Analytical skills

Client asset protection

Operational controls

Pressure handling

Education

Relevant qualification in compliance or CASS

Degree in Economics or Finance

Tools

SQL

Data analysis software

Job description

A forward-thinking challenger bank is seeking a Regulatory Compliance Manager to enhance controls around client money and assets. This role is pivotal in ensuring compliance with FCA obligations while developing control frameworks and overseeing audits. The ideal candidate will have extensive experience in CASS requirements and a strong analytical skill set, contributing to best-in-class compliance standards. Flexible working arrangements and career development opportunities are offered.