Capital Markets Compliance Officer — MiFID II & AML Expert

Lotus Partners; France; Sur place; EUR 50 000 - 70 000; Plein temps

Résumé du poste

An investment firm in Paris is seeking a Compliance Officer for Capital Markets to provide compliance oversight, ensure adherence to regulations such as MiFID II and MAR, and manage Anti-Money Laundering initiatives. The ideal candidate will be responsible for reviewing high-risk clients, conducting training for staff, and contributing to the digitalisation of compliance processes. A university degree is required for this position.

Qualifications

• University degree or equivalent qualification.

Responsabilités

• Provide compliance oversight and advisory support on client suitability.
• Ensure regulatory compliance with MiFID II, MiFIR, and MAR.
• Oversee Anti-Money Laundering and Counter-Terrorism Financing matters.
• Review and validate high-risk clients and complex cases.
• Support and coordinate AML/CFT training for Front Office staff.
• Maintain and enhance the Compliance Monitoring Programme.
• Perform regulatory watch and identify non-compliance risks.
• Contribute to the digitalisation of compliance processes.

Description du poste

An investment firm in Paris is seeking a Compliance Officer for Capital Markets to provide compliance oversight, ensure adherence to regulations such as MiFID II and MAR, and manage Anti-Money Laundering initiatives. The ideal candidate will be responsible for reviewing high-risk clients, conducting training for staff, and contributing to the digitalisation of compliance processes. A university degree is required for this position.