Branch Regulatory & Trade Oversight Specialist

BMO Financial Group; Montreal; On-site; CAD 56,000 - 104,000; Full time

Job summary

A leading financial services organization is seeking a candidate to monitor investment transactions and support sales supervision activities. The role requires 4-6 years of relevant experience, fluency in French and English, and in-depth knowledge of industry regulations. Responsibilities include evaluating supervision effectiveness, providing education, and conducting strategic analysis. This position offers a competitive salary and comprehensive benefits, ensuring a rewarding career in a supportive environment.

Benefits

Health insurance

Tuition reimbursement

Accident and life insurance

Retirement savings plans

Qualifications

• Typically between 4 - 6 years of relevant experience.
• Must meet the licensing and certification requirements for the branch.
• Fluency in French and English.

Responsibilities

• Evaluates strength and effectiveness of supervision.
• Provides ongoing supervision education to branch employees.
• Conducts independent analysis and resolves strategic issues.

Skills

Knowledge of all supervision and industry regulations

Verbal & written communication skills

Collaboration & team skills

Analytical and problem solving skills

Influence skills

Data driven decision making

Education

Post-secondary degree in related field

Canadian Securities Course (CSC)

Conduct and Practices Handbook Exam (CPH)

Job description

A leading financial services organization is seeking a candidate to monitor investment transactions and support sales supervision activities. The role requires 4-6 years of relevant experience, fluency in French and English, and in-depth knowledge of industry regulations. Responsibilities include evaluating supervision effectiveness, providing education, and conducting strategic analysis. This position offers a competitive salary and comprehensive benefits, ensuring a rewarding career in a supportive environment.