Roadshow Operation Assistant Manager (Insurance) (6 Months contract) #NKC

RECRUIT EXPRESS PTE LTD; Singapore; On-site; SGD 50,000 - 70,000; Full time

Job summary

A leading recruitment agency in Singapore is seeking a Compliance Officer to conduct on-site compliance checks and enhance guidelines for sales roadshows. The role involves managing relationships with vendors and supporting sales teams to meet compliance obligations. Ideal candidates should have experience in compliance within financial services and a strong understanding of compliance regulations. Applicants should be detail-oriented with solid communication skills, and interested candidates may email their resumes.

Qualifications

• Experience in compliance or regulatory functions within the financial services sector.
• Knowledge of MAS regulations and internal compliance policies.
• Strong interpersonal skills to liaise with stakeholders and vendors.

Responsibilities

• Conduct regular on-site compliance checks at sales roadshows.
• Develop and enhance compliance guidelines for roadshow activities.
• Provide guidance to sales teams on compliance obligations.

Skills

Compliance monitoring

Stakeholder management

Process improvement

Job description

Conduct regular on-site compliance checks at sales roadshows to ensure adherence to internal policies and MAS regulations

Develop, review, and enhance compliance guidelines for roadshow activities

Manage and liaise with external vendors for mystery shopping and inspection services

Support and engage the agency force to promote understanding and adoption of compliance requirements

Provide guidance to sales teams to meet compliance obligations while supporting business objectives

Identify gaps and propose improvements to compliance processes and systems

Collaborate with internal stakeholders to implement compliance and operational enhancements

Monitor compliance performance and prepare reports for management review

Recommend corrective and preventive actions to mitigate compliance risks

Support business-as-usual (BAU) compliance activities with minimal supervision

Perform ad-hoc duties to strengthen overall compliance governance

Interested applicants may email resume to [e-mail]

Chooi Kelly (CEI Registration No: R25136207)

Recruit Express Pte Ltd (EA: 99C4599)

We regret only shortlisted candidates will be contacted