Regional Sales Governance & Surveillance Executive

DBS; Singapore; On-site; SGD 90,000 - 120,000; Full time

Job summary

A leading bank in Asia is seeking a VP/AVP for Regional Sales Advisory Governance & Surveillance. The role involves driving sales practices compliance, developing governance frameworks, and ensuring regulatory adherence in retail banking operations. Candidates should have a Bachelor's Degree and 5-10 years of experience in relevant functions. Strong understanding of regulatory frameworks is crucial, along with excellent problem-solving and interpersonal skills. Competitive salary and benefits are offered.

Benefits

Competitive salary

Dynamic work environment

Professional development support

Qualifications

• 5 – 10 years of relevant experience in retail banking functions.
• Strong understanding of regulatory frameworks including MAS Financial Advisers Act and Securities and Futures Act.
• Able to identify granular issues and macro trends.

Responsibilities

• Drive the implementation of sales advisory standards.
• Identify conduct risks and ensure compliance.
• Develop and maintain policies for sales advisory.

Skills

Sales advisory governance

Compliance

Risk management

Interpersonal skills

Problem-solving

Proficiency in MS PowerPoint

Proficiency in Excel

Proficiency in Word

Proficiency in Power BI

Education

Bachelor's Degree

Job description

A leading bank in Asia is seeking a VP/AVP for Regional Sales Advisory Governance & Surveillance. The role involves driving sales practices compliance, developing governance frameworks, and ensuring regulatory adherence in retail banking operations. Candidates should have a Bachelor's Degree and 5-10 years of experience in relevant functions. Strong understanding of regulatory frameworks is crucial, along with excellent problem-solving and interpersonal skills. Competitive salary and benefits are offered.