Compliance Manager - Asset Management

Ambition Singapore; Singapore; On-site; SGD 60,000 - 80,000; Full time

Job summary

A leading recruitment agency in Singapore is looking for a Compliance Manager to ensure MAS licensing obligations and provide advice on compliance-related queries. Responsibilities include preparing compliance reports, monitoring compliance activities, and delivering training for new hires. The ideal candidate should have five years of experience in compliance within asset management and excellent problem-solving skills. This role is crucial for aligning local compliance with global standards.

Qualifications

• 5 years of experience in compliance within asset management or investment firms.
• Familiarity with fund management processes and financial crime prevention.
• Strong ability to work independently and manage priorities.

Responsibilities

• Maintain MAS licensing obligations and ensure compliance with global standards.
• Provide compliance advice to business leaders.
• Prepare compliance reports and monitor marketing activities.
• Deliver compliance training for staff.

Skills

Compliance expertise

Problem-solving

Attention to detail

Ability to simplify complex concepts

Job description

Maintain MAS licensing obligations and ensure local compliance policies align with global standards.

Provide clear, practical compliance advice to business leaders on regulatory changes and day-to-day queries.

Engage with business teams to monitor new initiatives and address compliance needs promptly.

Prepare essential board/committee materials and monthly compliance reports for Global Compliance.

Execute monitoring plans and review marketing/distribution activities for compliance.

Manage compliance breaches and support remediation efforts.

Deliver compliance training for new joiners and refreshers for existing staff.

Other ad hoc duties as assigned

Key Qualifications

5 years in compliance within asset management or investment firms.

Familiarity with fund management processes (investment, trade compliance, sales & marketing) and financial crime prevention (AML, ABC, fraud, sanctions).

Understanding of risk management, internal controls, and compliance standards.

Ability to simplify complex compliance concepts for non-specialists.

Strong attention to detail, problem-solving, and ability to work independently.

Comfortable working with different teams and stakeholders.

Quick learner who can manage priorities effectively in a short-term role.

Interested applicants please send your resume in MS Words format and attention it to Tan Joanna (R1104661)

Short listed candidates will be notified

EA Registration Number: R1104661

Data provided is for recruitment purposes only

Business Registration Number: 200611680D. Licence Number: 10C5117