Compliance Manager (Asset Management)

Taylor Root; Singapore; On-site; SGD 80,000 - 110,000; Full time

Job summary

A global asset management firm in Singapore is looking for a Compliance Manager to oversee compliance activities. The role involves managing the compliance framework, acting as a liaison with regulators, and providing advisory support on regulatory matters. Candidates must have 6-8 years of experience in the asset management or financial services sector and possess strong knowledge of relevant regulatory frameworks. A proactive approach and excellent communication skills are essential for success in this role.

Qualifications

• 6–8 years of compliance experience within asset management or financial services.
• Strong knowledge of regulatory frameworks (e.g., MAS, SEC, FCA).
• Excellent communication skills and engagement with senior stakeholders.

Responsibilities

• Manage compliance framework in line with local regulations.
• Primary liaison with regulators, ensuring timely submission of filings.
• Monitor and implement policies to mitigate compliance risks.

Skills

Compliance experience

Regulatory knowledge

Communication skills

Job description

We are seeking a Compliance Manager to join a global asset management firm and oversee compliance activities for its Singapore entity. This is an exciting opportunity to work in a dynamic environment and ensure adherence to regulatory requirements while supporting business growth.

Key Responsibilities:

• Manage and maintain the compliance framework in line with local regulations and global standards.
• Act as the primary liaison with regulators and ensure timely submission of regulatory filings.
• Monitor and implement policies and procedures to mitigate compliance risks.
• Provide advisory support to business teams on regulatory developments and compliance matters.
• Conduct compliance reviews, monitoring, and training to promote a strong compliance culture.
• Collaborate with global compliance teams to align regional practices with corporate standards.

Requirements:

• Minimum 6–8 years of compliance experience within asset management or financial services.
• Strong knowledge of regulatory frameworks (e.g., MAS, SEC, FCA)
• Excellent communication skills and ability to engage with senior stakeholders.
• Detail‑oriented, proactive, and able to work independently in a fast‑paced environment.