UK Compliance Officer Hybrid - Growth in Asset Manager

Michael Page (UK); City Of London; Hybrid; GBP 80,000 - 100,000; Full time

Job summary

A leading investment management firm is looking for a Compliance Officer based in London. The ideal candidate will have compliance-related experience with an FCA Registered firm and expertise in UK regulations. This role includes ensuring compliance with SMCR, conducting monitoring and testing, and providing guidance to employees. The position offers a competitive salary, an excellent benefits package, and a hybrid working model of 3 days per week.

Benefits

Competitive salary

Excellent benefits package

Hybrid working – 3 days per week

Qualifications

• Experience with an FCA Registered investment management firm.
• Familiarity with GDPR and statutory risk principles.
• Previous e-communications surveillance experience.

Responsibilities

• Participate in projects to refine global compliance program.
• Conduct monitoring and testing of the firm's businesses.
• Perform electronic communication surveillance and follow-up.

Skills

Compliance-related experience

Strong analytical skills

Excellent verbal and written communication

Education

Four-year university degree

Job description

A leading investment management firm is looking for a Compliance Officer based in London. The ideal candidate will have compliance-related experience with an FCA Registered firm and expertise in UK regulations. This role includes ensuring compliance with SMCR, conducting monitoring and testing, and providing guidance to employees. The position offers a competitive salary, an excellent benefits package, and a hybrid working model of 3 days per week.