Senior Compliance Manager

BCM Global; England; On-site; GBP 60,000 - 80,000; Full time

Job summary

A mortgage services firm in the UK seeks a Senior Compliance Manager to lead regulatory compliance in their Mortgage Administration business. This role involves ensuring adherence to FCA regulations, managing regulatory risks, and providing compliance advisory support. The ideal candidate should have significant compliance experience within the UK financial sector and relevant qualifications. Join a dynamic growing firm committed to compliance and integrity.

Qualifications

• Proven compliance experience in a UK-regulated financial services firm.
• Minimum 3 years' experience at a management level in a compliance role.
• Ability to manage multiple tasks and prioritise activities.

Responsibilities

• Ensure full compliance with FCA rules.
• Oversee compliance with SYSC 8.
• Conduct regulatory risk assessments.

Skills

Compliance experience in UK-regulated financial services

Knowledge of FCA regulations

Analytical skills

Communication skills

Education

Compliance Qualifications (e.g., ICA or equivalent)

Job description

Overview

Rooftop Mortgages Ltd (Part of the BCMGlobal Group) is seeking a highly skilled Senior Compliance Manager to lead regulatory compliance within our Mortgage Administration business. This critical role ensures that we remain fully compliant with Financial Conduct Authority (FCA) regulations while managing regulatory risks and providing expert compliance advisory support. This is a Certification role as per SM&CR and requires a proactive, detail-oriented compliance professional with strong regulatory expertise.

Key Responsibilities

• Ensure full compliance with FCA rules, including the Mortgage Conduct of Business (MCOB) sourcebook.
• Maintain and enhance compliance policies and procedures to align with regulatory expectations.
• Oversee compliance with SYSC 8, ensuring effective outsourcing and operational risk management.
• Manage and implement a risk-based compliance monitoring plan.
• Conduct regulatory risk assessments in line with the company's risk framework.
• Provide periodic compliance reports to senior management and the board.
• Provide expert advice on regulatory changes, including Consumer Duty and Anti-Money Laundering (AML) obligations.

What We"re Looking For

• Proven compliance experience in a UK-regulated financial services firm (mortgage sector preferred).
• Strong knowledge of FCA regulations, MCOB, SMCR, SYSC, and AML requirements.
• Experience in implementing compliance monitoring programs and risk assessment.
• Strong analytical skills with the ability to interpret and apply regulatory frameworks.
• Excellent communication skills with the ability to engage with senior stakeholders.
• Ability to manage multiple tasks and prioritise activities.
• A key individual looking to progress to the next level in their career
• A proactive team player who can work independently and collaboratively.

Qualifications & Experience

Relevant Compliance Qualifications (e.g., ICA or equivalent).

Minimum 3 years' experience at a management level in a compliance role.

Why Join Us?

Work in a dynamic, growing mortgage services firm with a strong commitment to compliance and integrity. Be a key player in shaping regulatory compliance strategies.

If you have the expertise, leadership, and drive to ensure compliance excellence, we'd love to hear from you!