Senior Compliance Analyst

Harrison Holgate; London; On-site; GBP 50,000 - 70,000; Full time

Job summary

A prestigious organisation is seeking a Senior Compliance Analyst to enhance their Compliance Department in London. This role involves responding to compliance queries, drafting reports, and engaging with clients. The ideal candidate will have strong regulatory knowledge, especially in conduct risk, and be proactive in compliance policy development. Professional growth, client interaction, and teamwork are key aspects of this position.

Qualifications

• Broad knowledge of UK insurance regulation required.
• Experience applying regulatory knowledge in insurance preferred.
• Strong academic background ideal.

Responsibilities

• Respond to queries on sanctions, complaints, and conduct risk.
• Draft board reports and regulatory bulletins.
• Produce conduct risk MI and reports.
• Lead and participate in client meetings.
• Deliver compliance training.
• Prepare and submit regulatory returns.
• Participate in additional projects as needed.

Skills

Knowledge of UK insurance regulation

Conduct risk experience

Client interaction skills

Communication skills

Education

ACII qualified or pursuing qualification

Tools

Microsoft Office

Job description

Senior Compliance Analyst – Elevate Your Career in Compliance

Join a prestigious organisation as a Senior Compliance Analyst in their dynamic Compliance Department. Be at the forefront of compliance advisory and oversight, working with diverse clients and contributing to the compliance plan.

Why This Role Stands Out:

• Professional Growth: Engage with compliance queries and enhance your technical knowledge, especially in conduct risk.
• Client Interaction: Serve as the main contact for clients, providing reliable information and guidance.
• Collaborative Environment: Work with a supportive team, contributing to Product Oversight Groups and client meetings.
• Training and Development: Deliver compliance training, boosting your communication skills.
• Policy Development: Help review and develop compliance policies to meet regulatory standards.

Key Responsibilities:

• Respond to queries on sanctions, complaints, and conduct risk.
• Draft board reports and regulatory bulletins.
• Produce conduct risk MI and reports.
• Lead and participate in client meetings.
• Deliver compliance training.
• Prepare and submit regulatory returns.
• Participate in additional projects as needed.

Technical Expertise:

• Broad knowledge of UK insurance regulation.
• Experience applying regulatory knowledge in insurance.
• Conduct risk experience.
• Strong academic background, ideally ACII qualified or pursuing qualification.
• Proficient in Microsoft Office.

This role suits a compliance professional ready to make an impact. If you have the skills and experience, this could be the next step in your career.

As true market specialists we work in partnership with our candidates and clients, delivering unrivalled market knowledge and insight. Driven by our passion to become the partner of choice we offer tailored advice and guidance...