Regulatory Policy Adviser

NJR Recruitment; Manchester; Hybrid; GBP 34,000 - 40,000; Full time

Job summary

A leading financial advisory firm is looking for a Regulatory Policy Adviser to join their Legal & Regulatory team in Manchester. This hybrid role involves conducting compliance reviews, supporting regulatory training, and drafting policy documents. The ideal candidate should have experience in financial crime regulations and provide guidance on complex regulatory queries. The position offers a competitive salary of £40,000 with options for flexible working arrangements.

Qualifications

• Experience in compliance and regulatory policy.
• Strong understanding of financial crime regulations.
• Ability to draft and maintain compliance documents.

Responsibilities

• Conduct client due diligence reviews for compliance.
• Support fraud and anti-money laundering controls.
• Administer training and competency schemes.

Skills

Client due diligence

Regulatory training

Policy development

Financial promotions oversight

Regulatory queries

Job description

Regulatory Policy Adviser

Location: Manchester / Hybrid – 3 days WFH

Salary: £40,000

We are recruiting on behalf of a National & UK leading firm of Independent Financial Advisors for a Regulatory Policy Adviser to join their Legal & Regulatory team. This is a key role supporting the firm’s compliance framework and ensuring ongoing adherence to regulatory requirements.

Role Overview

The Regulatory Policy Adviser contributes to the firm’s commitment to robust compliance standards. The role covers multiple areas, including financial crime, regulatory training, policy development, financial promotions oversight, and supporting the business with regulatory queries and process improvements.

Key Responsibilities

• Financial Crime: Conduct client due diligence reviews and support fraud, anti-money laundering, and anti-bribery controls.
• Training & Competence: Administer the training and competence scheme, support advisers’ progression to competent status, and manage annual certification activities.
• Compliance Support: Provide guidance and support to stakeholders on complex regulatory queries.
• Policies & Guidance: Draft, update, and maintain policies and guidance documents to ensure complian...