Private Client Advice Business Assurance Analyst

Fisher Asset Management, LLC; City of Westminster; On-site; GBP 60,000 - 80,000; Full time

Job summary

A leading financial services firm in the UK is seeking qualified candidates for a role requiring expertise in financial planning. Responsibilities include providing feedback on training programs, discussing process improvements, and managing client relationships. Candidates should be university graduates with relevant qualifications and a strong understanding of financial planning principles. This position offers comprehensive benefits including health coverage, annual leave, and a retirement plan.

Benefits

100% paid premiums for medical and dental plans

28 days annual leave plus paid holidays

Retirement pension plan with company contributions

Gym subsidy of up to £50 per month

Employee Assistance Program

Qualifications

• University graduate or equivalent combination of education/experience.
• Level 4 qualified - Diploma in Financial Planning/Regulated Financial Planning.
• Dynamic people skills to provide efficient service to clients.

Responsibilities

• Provide feedback to the Training Program Manager on improvement areas.
• Discuss process improvements with management.
• Attend meetings to discuss identified themes and suggest improvements.

Skills

Strong understanding of financial planning principles

Dynamic people skills

Ability to explain complex issues

Education

University graduate or equivalent

Level 4 qualified - Diploma in Financial Planning

Level 6/Chartered status

Job description

Responsibilities

Provide feedback to the Training Program Manager within the PCA group on areas that require further improvement and development in the advice team. Discuss possible process improvements with management and senior management. Attend roundtable meetings with report writers to discuss themes identified in reviews and suggest areas for improvement.

Qualifications

Your Qualifications: University graduate or equivalent combination of education/experience. Level 4 qualified - Diploma in Financial Planning/Regulated Financial Planning. Level 6/Chartered status would be an advantage, as would AF3/G60 PTS qualification. Very strong understanding of financial planning principles with a specialism in pension planning. Very strong understanding of the FCA's COBS requirements for suitability. Experience in file reviewing personal recommendations for retail clients. Explain complex issues in writing and face-to-face. Dynamic people skills with the ability to provide an efficient, professional and courteous service to internal clients.

Why Fisher Investments Europe

The global Fisher organisation distinguishes itself by putting clients first, providing unmatched service, and taking a personalised approach to investing. You can feel confident knowing that we align with our clients' best interests by using a simple and transparent fee structure and recognised European custodians. It's the people that make the Fisher purpose possible, and to help our employees meet their long‑term goals, we offer an array of benefits.

Benefits

• 100% paid premiums for our top‑tier supplemental medical, dental and annual health screening plans for employees and their qualified dependents.
• 28 days annual leave, with the ability to purchase up to 3 additional days per year, plus up to 8 paid holidays.
• Enhanced maternity pay package with 16 weeks' top up to full base pay for eligible employees.
• $10,000 fertility, hormonal health and family‑forming benefit.
• A retirement pension plan, featuring a 9% company contribution of base pay, with an additional company match of up to 5% of base pay on personal contributions.
• Gym subsidy of up to £50 per month.
• Employee Assistance Program and other emotional wellbeing services.
• A collaborative working environment that practises ongoing training, educational support and employee appreciation events.
• Employees residing outside of the US will be eligible for the $10,000 equivalent in their local currency.
• FISHER INVESTMENTS EUROPE IS AN EQUAL OPPORTUNITY EMPLOYER.