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Funds Regulatory Associate - Leading Global Law Firm 2-5 PQE

Rutherford Search

London

On-site

GBP 60,000 - 100,000

Full time

Yesterday
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Job summary

An established industry player is on the lookout for a skilled Funds Regulatory Associate to enhance their prestigious financial services regulatory practice in London. This role offers a unique opportunity to provide expert guidance on complex financial regulatory issues to a diverse clientele, including institutional and alternative investment managers. Collaborating with international teams, you will engage directly with clients, advising on strategic regulatory matters and navigating the intricacies of U.K. and EU financial regulations. If you are a proactive self-starter with a passion for financial law and compliance, this position is your chance to make a significant impact in a dynamic environment.

Qualifications

  • 2-4 years post-qualification experience in financial services regulatory matters.
  • Strong knowledge of U.K. and EU financial regulations.

Responsibilities

  • Advise clients on U.K. and EU financial services regulations and compliance.
  • Support clients with regulatory filings and authorization applications.

Skills

Financial Services Regulatory Knowledge
Communication Skills
Commercial Awareness
Problem-Solving Skills

Education

Qualified Solicitor (2-4 PQE)
Law Degree

Job description

Our client

A leading global law firm is seeking a talented Funds Regulatory Associate to join their highly regarded non-contentious financial services regulatory practice in London. This is an exciting opportunity for a driven associate to advise institutional and alternative investment managers and advisers on all aspects of the U.K. and EU financial services regulatory framework.

The Role

As a Funds Regulatory Associate, you will play a crucial role in providing practical and commercial guidance on complex financial regulatory issues to the firm's prestigious clients in the U.K. and the EU. You will work closely with the firm's senior management and compliance teams to advise on the conduct of financial services business, often on a cross-border basis. This position offers the opportunity to collaborate with colleagues in the U.S. and Asia on integrated legal services focused on securities laws, compliance, and regulation.

Key Responsibilities
  1. Advise clients on U.K. and EU financial services regulations, including AIFMD, MiFID II, MAR, EMIR, and more
  2. Provide regulatory guidance on fund structuring, trading arrangements, financial products, and governance systems
  3. Support clients with authorization applications, regulatory filings, and compliance frameworks
  4. Collaborate on cross-border matters with teams in the U.S. and Asia
  5. Engage directly with clients and senior stakeholders on strategic regulatory issues
Requirements
  1. 2-4 PQE with experience in financial services regulatory matters
  2. Strong knowledge of FSMA 2000, FCA Handbook, MiFID II, and AIFMD
  3. Excellent written and verbal communication skills
  4. Self-starter with a commercial and solution-oriented approach
  5. Ability to work collaboratively in a fast-paced, international environment

For more information about this position, please get in touch with Matthew Makrinos.
Email: matthew@rutherfordsearch.com
Phone: 020 3137 3740

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